Dallas, TX Office

Nova Wealth Management serves individual and high-net-worth clients as well as small businesses and corporations, and also provides retirement-plan consulting and held-away account management. The firm operates a seven-advisor team and manages roughly $248 million in client assets, offering discretionary asset management, comprehensive financial planning, and implementation services for held-away accounts through Pontera.

The firm typically documents client objectives in an Investment Policy Statement and uses fundamental and technical analysis to construct portfolios, with the firm accepting discretionary trading authority for client accounts. Its investment playbook explicitly contemplates option strategies (including covered and uncovered positions) and margin borrowing, and it applies tax-efficient asset location and opportunistic rebalancing to held-away retirement accounts.

Several operational and service features distinguish the firm from many peers: the brochure discloses an affiliation with Nova Tax Advisors LLC for tax preparation and planning, supervised persons who are licensed insurance agents and access to annuity products via DPL Financial Partners, and prior operation (now discontinued) of a wrap-fee program. The firm also describes relationships and consulting arrangements that extend to retirement plan sponsors and third-party financial institutions, and notes arrangements to provide advisory services to other institutional clients — characteristics that are less common among similarly sized advisory teams.