O'Grady Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
O'Grady Financial LLC serves individual and high-net-worth clients, providing tailored investment management and both project-based and ongoing comprehensive financial planning. The firm operates as a solo, state-registered adviser with roughly $5.1 million in reported assets under management across about 32 client relationships.
Portfolios are built from client-specific investment policy statements and guided primarily by fundamental analysis, with account supervision on a discretionary basis and periodic reviews. The firm also uses third-party managers and model portfolios (including a named model provider that uses Modern Portfolio Theory) to implement asset allocation targets and may assist clients in selecting and monitoring outside managers.
Notably, O'Grady Financial sponsors a wrap fee program (described in its Form ADV Appendix 1), an arrangement that is uncommon among independent solo advisers of this size. The firm also participates in an institutional custodial program that provides access to trading and platform services, and its principal holds the CFP® designation with no disclosed disciplinary history.
Client services
Expertise
Fee options
Project Based Financial Planning fixed fees range between $750 and $3,000, negotiable. Comprehensive Financial Planning upfront fee $500-$1,000; ongoing monthly fee $200-$600, negotiable.
$1 - $4,999,999: 1.00% annually $5,000,000 - $5,999,999: 0.90% annually $6,000,000 - $6,999,999: 0.80% annually $7,000,000+: 0.70% annually
Comprehensive Financial Planning ongoing fee $200-$600 per month, negotiable.
Main office
Tampa FL
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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