Oakmont Financial Services, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Oakmont Financial Services provides discretionary separate-account portfolio management to individuals, trusts, small corporations and retirement accounts, managing roughly $37.6 million across about 60 client accounts. Clients’ assets are held at unaffiliated broker-dealers and the firm conducts ongoing oversight of accounts where transactions occur.
The firm combines technical and fundamental analysis—with an emphasis on relative strength and sector/stock selection—to build portfolios it generally intends to buy and hold while recognizing that shorter-term trades may be used when managing risk. Oakmont describes a suite of risk-management tools it may employ, including asset allocation, credit-quality assessment, position sizing, stop-losses, option hedging and, in stressed conditions, converting positions to cash.
Compared with many solo independent advisers, Oakmont’s practice is relatively concentrated in assets and clients and it emphasizes independence from other financial firms: it discloses no industry affiliations, does not accept external compensation for product sales, and does not maintain custody of client assets. The firm also discloses that the adviser may trade the same securities as clients and participates in aggregated (block) orders so the adviser’s trades are executed alongside client accounts.
Client services
Expertise
Fee options
$0+: 2.50% annually for Equity Accounts $0+: 1.00% annually for Fixed Income Accounts $0+: 2.00% annually for Balanced Accounts
Account minimum: $250,000.00 Fee-only: Annual advisory fees based on account type: 2.50% for Equity, 1.00% for Fixed Income, and 2.00% for Balanced accounts, paid monthly in advance.
Main office
Santa Fe NM
Advisors at this office
1
Most active in
New Mexico · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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