October Wealth Advisors, Inc
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About
October Wealth Advisors is a small, registered investment adviser serving individuals (including high-net-worth households), trusts, estates, charitable organizations and certain corporate clients, providing portfolio management and general financial consulting. The firm manages accounts on both discretionary and non-discretionary bases and typically bills on a percentage-of-assets basis while maintaining negotiable minimums for some clients.
The firm builds an individualized Financial Profile and Investment Plan for each client and emphasizes strategic asset allocation across equities, fixed income and cash, with ongoing review and an emphasis on capital preservation and sell discipline. Its investment process combines fundamental, technical and cyclical analysis for equity selections and a deliberate, tax-aware approach to fixed‑income management, using municipal, corporate, treasury and agency bonds to meet income and liquidity objectives.
Distinctive features include a two-advisor operating model managing roughly $142 million for about 160 client households, which yields a relatively high average asset level per client and allows for tailored bond portfolio construction based on tax bracket and risk tolerance. The firm also uses an institutional custody platform that provides operational support (noted in the brochure as a potential source of conflicts), and documents trading and governance practices—such as a Code of Ethics, block and cross‑trade procedures, and a proxy‑voting process—to manage conflicts and execution.
Client services
Expertise
Fee options
One client engaged on a flat fee basis (amount not specified)
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
Account minimum: $100,000 Minimum fee: $1,000 minimum annual fee
Main office
322 North 8th Street
Fort Smith AR 72901
Advisors at this office
2
Most active in
Arkansas · Louisiana · Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
David C
Series 63
Fort Smith, AR
October Wealth Advisors, Inc
David Craig is a financial advisor at October Wealth Advisors, Inc. in Fort Smith, Arkansas, with 25 years of industry experience. He holds a Series 63 designation and has been with October Wealth Advisors since 2010. October Wealth Advisors serves individuals, including high-net-worth clients, as well as corporations, trusts, estates, and charitable organizations. The firm focuses on strategic asset allocation and employs fundamental, technical, and cyclical analyses, emphasizing diversification and disciplined portfolio management, particularly in fixed-income investments.
Jon Erik G
Series 65
Fort Smith, AR
October Wealth Advisors, Inc
Jon Erik Garrido is a financial advisor at October Wealth Advisors, Inc. in Fort Smith, Arkansas, holding a Series 65 designation with 10 years of industry experience. He has been with October Wealth Advisors since 2013 and also operates a lawn and landscaping business. October Wealth Advisors serves individuals, including high-net-worth clients, as well as corporations, trusts, estates, and charitable organizations. The firm focuses on client-specific financial planning and employs a strategic asset allocation approach with an emphasis on diversification, fixed-income management, and disciplined security selection.
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