A complete list of active advisors currently associated with October Wealth Advisors, Inc

Warmer can help you find a great advisor at October Wealth Advisors, Inc or one who fits your needs even better.

October Wealth Advisors is a small, registered investment adviser serving individuals (including high-net-worth households), trusts, estates, charitable organizations and certain corporate clients, providing portfolio management and general financial consulting. The firm manages accounts on both discretionary and non-discretionary bases and typically bills on a percentage-of-assets basis while maintaining negotiable minimums for some clients. The firm builds an individualized Financial Profile and Investment Plan for each client and emphasizes strategic asset allocation across equities, fixed income and cash, with ongoing review and an emphasis on capital preservation and sell discipline. Its investment process combines fundamental, technical and cyclical analysis for equity selections and a deliberate, tax-aware approach to fixed‑income management, using municipal, corporate, treasury and agency bonds to meet income and liquidity objectives. Distinctive features include a two-advisor operating model managing roughly $142 million for about 160 client households, which yields a relatively high average asset level per client and allows for tailored bond portfolio construction based on tax bracket and risk tolerance. The firm also uses an institutional custody platform that provides operational support (noted in the brochure as a potential source of conflicts), and documents trading and governance practices—such as a Code of Ethics, block and cross‑trade procedures, and a proxy‑voting process—to manage conflicts and execution.

To learn more about the advisors currently working at October Wealth Advisors, Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.