Lexington, KY Alysheba Way Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
ON Investment Management CO
Multi-team
Firm-wide stats for ON Investment Management CO
About
O.N. Investment Management Company (ONIMCO) is a SEC-registered investment adviser and a subsidiary of The O.N. Equity Sales Company (ONESCO) that provides financial planning, portfolio management, and retirement-plan advisory services to individuals (including high-net-worth clients), families, trusts, estates, charitable organizations, businesses, and ERISA plan sponsors. Services include comprehensive and modular financial plans, specialized hourly or fixed-fee services, and access to a range of third-party investment programs (for example, American Funds, Envestnet, SEI, AssetMark) as well as IAR-directed Envestnet programs.
Advisers at ONIMCO commonly hold FINRA Series 6/7 and/or Series 65/66 credentials and frequently act as registered representatives of the affiliated broker-dealer, recommending third-party managers or constructing portfolios in IAR-directed programs. Although the firm offers discretionary Envestnet programs where IARs may exercise discretion, ONIMCO reports that most of its assets under management are non-discretionary ($2,248,084,369 non-discretionary vs. $904,464,800 discretionary), and client accounts are managed through a mix of discretionary third-party managers and non-discretionary advisory relationships.
What is notable relative to many large advisers is the firm’s ongoing broker-dealer activity and dual-registration model—its IARs often transact as registered representatives and ONIMCO maintains solicitor arrangements and revenue relationships with program sponsors. The brochure also discloses a prior SEC enforcement matter concerning mutual fund share-class selection and revenue sharing (resulting in an SEC order, remediations including rebating 12b-1 fees since March 2017, and payments of disgorgement, prejudgment interest, and a monetary penalty), which the firm identifies as a significant compliance and remediation item.
Based on ON Investment Management CO
Expertise
Based on ON Investment Management CO
Location
1792 Alysheba Way, Suite 201
Lexington KY 40509
Advisors at this office
4
Advisors at this office
Dillon H
Series 65, Series 63
Lexington, KY
ON Investment Management CO
Dillon Harper is a financial advisor with ON Investment Management CO in Lexington, KY, holding Series 63 and Series 65 credentials and bringing four years of industry experience. His prior roles include positions at The O.N. Equity Sales Company, Ohio National Financial Services, and Spectrum Financial Alliance. Outside of advising, he is involved with Annual Retirement Review, LLC, a marketing company focused on lead generation for financial advising services. ON Investment Management Company is a SEC-registered adviser that provides financial planning, portfolio management, and retirement-plan advisory services to individuals, families, trusts, charitable organizations, businesses, and ERISA plan sponsors. The firm offers a range of services and access to third-party investment programs, serving both discretionary and non-discretionary client accounts.
Jacob B
Series 65, Series 63
Lexington, KY
ON Investment Management CO
Jacob Buckley is a financial advisor with ON Investment Management Company in Lexington, KY, holding Series 65 and Series 63 licenses and having eight years of industry experience. He previously worked at Family Financial Partners and Spectrum Financial Alliance. Outside of his advisory role, he is the owner of New Beginnings Divorce Financial Solutions LLC, providing neutral divorce financial planning services. ON Investment Management Company offers financial planning, portfolio management, and retirement-plan advisory services to individuals, families, trusts, charitable organizations, businesses, and ERISA plan sponsors. The firm provides a range of service options and manages client assets through a mix of discretionary and non-discretionary programs.
Ryan P
Series 63, Series 65
Lexington, KY
ON Investment Management CO
Ryan Petrunyak is a financial advisor with ON Investment Management Company in Lexington, KY, holding Series 63 and Series 65 licenses with six years of industry experience. He has worked at ONIMCO and its affiliates since 2020 and has prior experience in hospitality and management roles. Outside of his advisory work, he hosts the "In My Day Podcast," which covers general financial topics without investment recommendations. ON Investment Management Company is a multi-team firm serving individuals, families, trusts, charitable organizations, businesses, and plan sponsors with financial planning, portfolio management, and retirement-plan advisory services. The firm offers access to third-party investment programs and manages assets through a combination of discretionary and non-discretionary advisory relationships.
Kyrk D
Series 66
Lexington, KY
ON Investment Management CO
Kyrk Davis is a financial advisor with ON Investment Management Company in Lexington, KY, holding a Series 66 license and nine years of industry experience. He has worked with The O.N. Equity Sales Company and Ohio National Life Insurance since 2017, and Family Financial Partners since 2016. In addition to his financial career, Davis serves as an infantry officer in the Kentucky Army National Guard, where he leads and supervises approximately 38 soldiers. ON Investment Management Company is a SEC-registered adviser and subsidiary of The O.N. Equity Sales Company, providing financial planning, portfolio management, and retirement-plan advisory services to individuals, families, trusts, charitable organizations, and businesses. The firm offers a mix of discretionary and non-discretionary management options and utilizes third-party investment programs alongside IAR-directed strategies.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)