Fort Lauderdale, FL South East 3rd Avenue Office

Team
Updated today
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Oppenheimer

Enterprise

Firm-wide stats for Oppenheimer

Total advisors

1,165

Across 158 offices

Clients per advisor

32 Very Low

Avg AUM per client

$609,565 High

HNW client ratio

3% Low

About

Oppenheimer is a registered investment adviser and broker-dealer that serves individuals (including high net worth clients), corporations, pension and profit‑sharing plans, charitable organizations, pooled investment vehicles and IRAs. The firm offers a broad set of programs — including Fahnestock Asset Management (FAM), Alpha, consulting and retirement services, Preference and financial planning — delivered on both discretionary and non‑discretionary bases.

Advisory services span equity, balanced and fixed‑income portfolios and use strategic and tactical asset allocation, manager selection and periodic portfolio reviews; suitability reviews and branch manager oversight are part of the account‑approval and monitoring process. Consulting and retirement engagements are typically non‑discretionary and involve development of investment policy statements, asset allocation guidance and performance reporting tailored to each client’s objectives.

What is noteworthy compared with many enterprise peers is that Oppenheimer maintains custody of client assets as a qualified custodian while also operating its broker‑dealer and advisory businesses, and it reports a larger share of its advisory assets as non‑discretionary (about $22.48 billion of $36.71 billion managed). The firm also operates commission‑based advisory programs (for example, certain FAM and Alpha accounts) and runs a firm sweep program for uninvested cash that generates additional compensation to the firm, a potential conflict disclosed in its brochure.

Based on Oppenheimer

Expertise

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management

Based on Oppenheimer

Occupation focus

Executive Founder/Business Owner

Based on Oppenheimer

Location

100 South East 3rd Avenue, Suite 2100

Fort Lauderdale FL 33394

Advisors at this office

19

Advisors at this office

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Michael D

Series 66

Fort Lauderdale, FL

Oppenheimer

Michael Douglass is a financial advisor at Oppenheimer with 23 years of industry experience. He has held a Series 66 designation and has been with Oppenheimer since 2005, following two years at Morgan Stanley DW Inc. Oppenheimer is a registered investment adviser and broker-dealer serving individuals—including high net worth clients—corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a wide range of programs and provides both discretionary and non-discretionary advisory services that include strategic asset allocation, manager selection, and tailored investment policy development.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Albert N

Series 66, Series 63

Fort Lauderdale, FL

Oppenheimer

Albert Nassar is a financial advisor at Oppenheimer with seven years of industry experience. He holds Series 66 and Series 63 designations. His prior experience includes roles at Heller Private Wealth, Axxcess Wealth Management, Florida Atlantic University, Ashton Thomas Private Wealth, Ameriprise Financial Services, Bank of America, and Merrill Lynch. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, including high net worth clients, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a range of programs with discretionary and non-discretionary management, spanning equity, balanced, and fixed-income portfolios, and maintains custody of client assets as a qualified custodian.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Christine K

Series 63, Series 66

Fort Lauderdale, FL

Oppenheimer

Christine Kock is a financial advisor at Oppenheimer with 34 years of industry experience. Her background includes roles at TD Bank N.A., TD Private Client Wealth LLC, Charles Schwab, and Waddell & Reed. She holds Series 63 and Series 66 designations and is based in Fort Lauderdale, FL. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a broad range of programs and advisory services across equity, balanced, and fixed-income portfolios, utilizing both discretionary and non-discretionary approaches.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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William E

Series 63, Series 65

Fort Lauderdale, FL

Oppenheimer

William Elmore Jr. is a financial advisor with Oppenheimer, holding Series 63 and Series 65 credentials and bringing 43 years of industry experience. He has been with Fahnestock & Co. Inc., a division of Oppenheimer, since 2003. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a variety of programs and advisory services, including equity, balanced, and fixed-income portfolios, and provides both discretionary and non-discretionary management.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Gael C

Series 66

Fort Lauderdale, FL

Oppenheimer

Gael Cataldo is a financial advisor with Oppenheimer holding a Series 66 designation and no prior industry experience. Before joining Oppenheimer in 2026, he held positions at Panam Services Export LLC, Balanz SA, Red Bull Argentina SRL, and Universidad Argentina de la Empresa. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, and charitable organizations. The firm offers a range of programs including asset management, consulting, and retirement services, with both discretionary and non-discretionary advisory options.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Jose J

Series 63, Series 66

Fort Lauderdale, FL

Oppenheimer

Jose Jaunarena Ferrari is a financial advisor with Oppenheimer, holding Series 63 and Series 66 credentials and bringing 26 years of industry experience. He has worked at Oppenheimer since 2017 and previously spent 13 years at Popular Securities, Inc. He is based in Fort Lauderdale, FL. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a variety of programs across equity, balanced, and fixed-income portfolios, providing both discretionary and non-discretionary services with a notable focus on maintaining custody of client assets.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Heather O

CFP®, Series 63, Series 66

Fort Lauderdale, FL

Oppenheimer

Heather Oliver is a financial advisor at Oppenheimer with 25 years of industry experience. She holds the CFP® designation along with Series 63 and Series 66 licenses. Her prior work includes roles at SunTrust Advisory Services, LPL Financial, Cetera Investment Services, and Morgan Stanley. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm provides a broad range of programs and advisory services, including discretionary and non-discretionary portfolio management, consulting, and retirement planning.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Glenn B

Series 63, Series 65

Fort Lauderdale, FL

Oppenheimer

Glenn Brohman is a financial advisor at Oppenheimer with 41 years of industry experience. He has held Series 63 and Series 65 licenses and has been with Fahnestock & Co. Inc. for 23 years. Brohman serves as trustee for multiple family trusts. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and IRAs. The firm offers a wide range of programs and advisory services across equity, balanced, and fixed-income portfolios, employing both discretionary and non-discretionary strategies.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Cristian R

Series 66

Fort Lauderdale, FL

Oppenheimer

Cristian Rubiano is a financial advisor at Oppenheimer with 12 years of industry experience and holds a Series 66 designation. His career includes roles at Bank of America, Merrill, CitiGroup, Morgan Stanley, and J.P. Morgan Securities. Outside of his advisory work, he owns a rental property in Black Mountain, NC, which he also uses as an Airbnb. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and more. The firm offers a broad range of investment programs and advisory services with both discretionary and non-discretionary approaches, maintaining custody of client assets while operating its broker-dealer and advisory businesses.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Timothy A

Series 63, Series 65

Fort Lauderdale, FL

Oppenheimer

Timothy Atyeo is a financial advisor at Oppenheimer with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Fahnestock & Co. Inc. for 23 years. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a broad range of programs and advisory services across various asset classes, utilizing both discretionary and non-discretionary approaches.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Cynthia S

Series 63, Series 66

Fort Lauderdale, FL

Oppenheimer

Cynthia Speno is a financial advisor at Oppenheimer with 31 years of industry experience. She holds Series 63 and Series 66 credentials and has been with Fahnestock & Co. Inc. for 23 years. She serves as a trustee of the Lawrence Moochler Trust. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm offers a wide range of programs, including asset management, consulting, and retirement services, with advisory services that span equity, balanced, and fixed-income portfolios using strategic and tactical approaches.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Alberto C

Series 63

Fort Lauderdale, FL

Oppenheimer

Alberto Castaner is a financial advisor at Oppenheimer with 39 years of industry experience. He holds a Series 63 designation and has worked previously at Morgan Stanley and Popular Securities. He serves as trustee and executor for a family trust, managing investment accounts on behalf of his nephews. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, and charitable organizations. The firm offers a wide range of advisory programs and investment services on both discretionary and non-discretionary bases, maintaining custody of client assets while operating its broker-dealer and advisory businesses.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Loren B

Series 63, Series 65

Fort Lauderdale, FL

Oppenheimer

Loren Ben is a financial advisor at Oppenheimer with 50 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Oppenheimer & Co. Inc since 2003. Outside of his advisory role, he serves as a trustee for BP Enterprises, Family Limited Partnership. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a broad range of programs and advisory services across various portfolio types, with both discretionary and non-discretionary management options.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Michael G

Series 63, Series 65

Fort Lauderdale, FL

Oppenheimer

Michael Griffith is a financial advisor with Oppenheimer based in Fort Lauderdale, FL. He holds Series 63 and Series 65 licenses and has 34 years of industry experience. He has worked at Fahnestock & Co. Inc. for 23 years and at CIBC World Markets for 34 years. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a wide range of programs and advisory services across equity, balanced, and fixed-income portfolios with both discretionary and non-discretionary management.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
user avatar

Susan S

Series 63, Series 65

Fort Lauderdale, FL

Oppenheimer

Susan Stephens is a financial advisor with Oppenheimer in Fort Lauderdale, FL, holding Series 63 and Series 65 designations and bringing 31 years of industry experience. She has worked at Oppenheimer since 2010 and previously spent 12 years at Charles Schwab. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a range of programs and advisory services that include strategic and tactical asset allocation, manager selection, and portfolio monitoring across equity, balanced, and fixed-income portfolios, with a notable portion of its advisory assets managed on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
View complete list of advisors at this office
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