Punta Gorda, FL Office

Stephen Serati is a financial advisor at OSAIC with 37 years of industry experience. He holds Series 66 and Series 63 licenses and has worked at several firms, including Securities America Advisors, SSN Advisory, and MSI Financial Services. He is a partner in Millenia Investments, a company involved in investment advisory and insurance-related business. OSAIC Wealth serves a diverse client base ranging from individual investors to institutional clients, offering a range of brokerage and advisory services through a multi-advisor platform. The firm utilizes a model-based investment process with portfolio optimization and supports various investment strategies and third-party managers.

Terry Stamper is a CFP® with 14 years of industry experience, currently serving at OSAIC since 2024. Prior to joining OSAIC, he spent 12 years at SPC. Outside of his advisory work, Stamper owns a small grain farm and is a 50% owner of Precision Drainage Systems, LLC, which installs field tile drainage systems for agricultural land. OSAIC Wealth serves a diverse client base including individual investors, retirement plans, charities, and corporate clients through a multi-advisor platform offering brokerage and advisory services. The firm employs a model-based investment approach emphasizing asset allocation, portfolio optimization, and risk management, supported by various program options and a complex affiliate network.

Bradley Schott is a financial advisor with OSAIC, holding the Series 63 and Series 66 designations and bringing 35 years of industry experience. He has worked with several firms, including Investacorp Advisory Services and Securities America Advisors, Inc. He is based in Punta Gorda, Florida. OSAIC Wealth serves a diverse client base, including individual investors, retirement plan sponsors, charities, and corporate clients, offering a range of brokerage and advisory services through a multi-advisor platform. The firm emphasizes model-based asset allocation and portfolio optimization, supported by a variety of discretionary and third-party managed strategies.

Paul Penzel is a CFP® with 41 years of industry experience, currently affiliated with OSAIC since 2024. He previously worked at Securities America Advisors and SECURITIES AMERICA, inc. for over two decades and has managed his own investment management firm since 2000. OSAIC Wealth serves a diverse client base, including retail and institutional investors, through a multi-advisor platform offering brokerage and advisory services with a focus on model-based asset allocation and portfolio optimization. The firm is notable for its scale, complex affiliate network, and a broad range of investment and financial planning programs.

Jose Mateo is a financial advisor with Osaic, holding Series 65 and Series 63 credentials and 28 years of industry experience. His prior roles include positions at Securities America Advisors, Inc., Investacorp Advisory Services, and Valic Financial Advisors. Outside of his advisory duties, he owns and operates J.Mateo Financial, Inc. and is involved in fixed insurance sales. Osaic Wealth serves a diverse client base, including individual investors, retirement plan sponsors, charities, and corporate clients, offering a range of brokerage and advisory services. The firm employs a model-based investment approach with portfolio optimization tools and supports various strategies through a multi-advisor platform.

Anthony Tee is a financial advisor with OSAIC, holding Series 63 and Series 65 licenses and over 34 years of industry experience. His prior roles include positions at SagePoint Financial, Next Financial Group, Inc., and Raymond James Financial Services, Inc. He is also a licensed insurance agent authorized to offer non-securities insurance products to clients. OSAIC Wealth serves a diverse client base including retail investors, retirement plan sponsors, charities, and corporate clients through a multi-advisor platform. The firm provides a range of brokerage and advisory services supported by model-based asset allocation, portfolio optimization, and access to third-party money managers and alternative investments.