Overwatch Management

Overwatch Management Group is a small independent advisory firm that serves individuals, high‑net‑worth clients, and corporations or business entities. It provides discretionary portfolio management and financial planning services, including estate planning coordination and trust‑related work, and typically bills on an asset‑based fee basis while also offering fixed‑fee and hourly planning engagements.

The firm says it builds Investment Policy Statements for each client and uses modern portfolio theory and a long‑term trading approach to implement portfolios, including use of model portfolios through a third‑party model marketplace. It manages a range of instruments—mutual funds, ETFs, fixed income, annuities, private placements and venture/alternative offerings—and documents risk tolerance and suitability while providing periodic monitoring and quarterly custodian reports.

Noteworthy differences from many peers include a disclosed administrative proceeding by the Arizona Corporation Commission in February 2026 concerning the alleged offer and sale of unregistered securities (fines, restitution and related sanctions were ordered and the matter is under appeal), and an earlier 2022 employment termination disclosure. The brochure also discloses that the firm’s principal is a licensed insurance agent affiliated with Overwatch Financial (a potential conflict the firm says it manages), that it lists corporate/business clients among its client types, reports $22 million in non‑regulatory assets under management, and participates in custodian‑sponsored educational events.