A complete list of active advisors currently associated with Overwatch Management
Warmer can help you find a great advisor at Overwatch Management or one who fits your needs even better.
Overwatch Management Group is a small independent advisory firm that serves individuals, high‑net‑worth clients, and corporations or business entities. It provides discretionary portfolio management and financial planning services, including estate planning coordination and trust‑related work, and typically bills on an asset‑based fee basis while also offering fixed‑fee and hourly planning engagements. The firm says it builds Investment Policy Statements for each client and uses modern portfolio theory and a long‑term trading approach to implement portfolios, including use of model portfolios through a third‑party model marketplace. It manages a range of instruments—mutual funds, ETFs, fixed income, annuities, private placements and venture/alternative offerings—and documents risk tolerance and suitability while providing periodic monitoring and quarterly custodian reports. Noteworthy differences from many peers include a disclosed administrative proceeding by the Arizona Corporation Commission in February 2026 concerning the alleged offer and sale of unregistered securities (fines, restitution and related sanctions were ordered and the matter is under appeal), and an earlier 2022 employment termination disclosure. The brochure also discloses that the firm’s principal is a licensed insurance agent affiliated with Overwatch Financial (a potential conflict the firm says it manages), that it lists corporate/business clients among its client types, reports $22 million in non‑regulatory assets under management, and participates in custodian‑sponsored educational events.
To learn more about the advisors currently working at Overwatch Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Chandler, AZ
| 6
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)