P/E Capital Investments
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
P/E Capital provides discretionary investment management and advisory services to individuals, trusts, charitable organizations, corporations and retirement accounts, and also offers educational seminars and retirement plan workshops. The firm implements its advice through model portfolios and program access that include custodial model portfolios, a fund‑of‑funds solution offered via Ameritas separate accounts (variable annuities), and a technology‑focused growth hedge program executed on Interactive Brokers.
The firm’s investment approach emphasizes total‑return oriented model portfolios, active rebalancing, and a mix of quantitative, fundamental, technical and cyclical analysis to align allocations with clients’ risk tolerance and goals. Portfolios may include mutual funds, ETFs, equities, alternative strategies and derivatives; the NASDAQ‑focused growth hedge strategy is managed dynamically to respond to market volatility.
P/E Capital differs from many peers by operating an Ameritas separate‑account fund‑of‑funds program and an IBKR‑based proprietary growth hedge program that includes a fee component tied to realized options revenue, while also maintaining insurance distribution activity that results in commission and trail compensation for certain products. The firm also serves non‑U.S. accounts through its Interactive Brokers platform and routinely offers educational workshops to retirement plan participants, practices that are less common among similarly structured firms.
Client services
Expertise
Occupation focus
Fee options
$200 to $500 flat fee for Educational Seminars and Retirement Investment Workshops
$0 - $250,000: 1.8% annually $250,001 - $1,000,000: 1.5% annually $1,000,001+: 1.0% annually
Compensation-based investment products represent less than 20% of gross revenue; firm opts for annual asset-based payout rather than upfront commissions.
$100 to $250 per hour for Educational Seminars and Retirement Investment Workshops
Account minimum: See details below Minimum fee: Fund of Funds Program with Ameritas: $50 minimum annual fee
Main office
Hammond IN
Advisors at this office
1
Most active in
California · Illinois · Indiana · Texas
Also doing business as
P/E Capital Investment Management Partners · P/E Capital Investments · P/E Capital Investments / Cornerstone Gwa
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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