Pacific Empire Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pacific Empire Financial Group, LLC is an independent investment adviser that provides advisory services and also operates in an insurance broker/agent capacity, as described in its Form ADV brochure. The brochure shows the firm is run by one advisor supported by additional staff rather than operating as a solo practitioner.
The ADV indicates the firm does not provide portfolio management for individual accounts and does not rely on percentage-of-assets-under-management fee arrangements, suggesting it uses alternative service and billing models. The brochure also notes the firm’s regulatory disclosures and that it is pursuing SEC registration, with additional information available through public adviser filings.
What distinguishes the firm from many peers is the combination of offering insurance brokerage services while foregoing individual portfolio management and AUM-based fees — a mix that is relatively uncommon among independent advisers. Its small-team operating structure together with explicit ADV disclosure practices and active SEC registration efforts further differentiate its operating profile.
Client services
Expertise
Main office
Murrieta CA
Advisors at this office
1
Most active in
California
Also doing business as
Crosby Daniel Walter · Pacific Empire Financial · Pacific Empire Financial Group, LLC · Pacific Empire Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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