Pathway Asset & Tax Advisory
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About
Pathway Asset & Tax Advisory provides investment advisory services to individuals, trusts, and small pension plans, offering both discretionary and non-discretionary portfolio management as well as pension consulting. The firm also offers accounting and tax advisory services and is licensed to recommend insurance products; the brochure states the firm does not yet manage client assets.
Portfolios are constructed using diversified allocations across equities, fixed income, cash, and alternative investments (including private funds), and the firm may recommend independent managers or use long-term strategic approaches with occasional short-term tactical adjustments. The firm notes that tax efficiency is not the primary consideration for portfolio management, although separate tax and accounting services are available and may be coordinated with investment advice when engaged.
What is distinctive is the firm’s solo-practitioner structure combined with multiple industry affiliations: the principal maintains broker-dealer registration, is affiliated with an accounting firm, and is licensed for insurance sales, arrangements that can generate commissions or referral fees alongside advisory fees. These overlapping roles and the firm’s current lack of assets under management are disclosed in the brochure and are managed through written conflict-of-interest policies and client disclosures.
Client services
Expertise
Fee options
$0 - $500,000: 0.90% $500,001 - $1,000,000: 0.75% $1,000,001 - $2,500,000: 0.55% $2,500,001 - $5,000,000: 0.45% Over $5,000,000+: 0.35%
$150 per hour for pension consulting services; accounting and tax advisory may be fixed-fee or hourly, specific amounts not stated
Main office
719 E. Bristol St.
Elkhart IN 46514
Advisors at this office
2
Most active in
Indiana · Michigan · Tennessee
Also doing business as
Loucks & Weaver Financial, Inc. · Pathway Asset & Tax Advisory
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Earl B
Series 66
Elkhart, IN
Pathway Asset & Tax Advisory
Earl Brown Orth is a financial advisor at Pathway Asset & Tax Advisory with one year of industry experience. He holds the Series 66 designation and has prior work experience in financial services and healthcare-related companies. Pathway Asset & Tax Advisory provides investment advisory services to individuals, trusts, and small pension plans, offering both discretionary and non-discretionary portfolio management as well as pension consulting. The firm combines investment management with accounting, tax advisory, and insurance services, utilizing diversified portfolios with occasional tactical adjustments.
Brock W
CFP®, Series 66
Elkhart, IN
Pathway Asset & Tax Advisory
Brock Weaver is a CFP®-certified financial advisor at Pathway Asset & Tax Advisory with 28 years of industry experience. He previously worked at Harbour Investments, Inc. for 11 years and held roles at Loucks & Weaver CPA and Loucks & Weaver Financial, Inc. for over two decades each. Outside of advising, he is involved as an independent insurance agent and holds a private equity interest in a fabricated metal and machining company. Pathway Asset & Tax Advisory serves individuals, trusts, and small pension plans, offering investment advisory, accounting, and tax services. The firm employs diversified portfolio allocations and may recommend independent managers or use long-term strategic approaches with tactical adjustments.
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