Raleigh, NC Office
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Peace of Mind Wealth Management
Team
Firm-wide stats for Peace of Mind Wealth Management
About
Peace of Mind Wealth Management is a team‑based registered investment adviser that serves individuals (including high‑net‑worth clients), corporations, trusts, foundations, and charitable organizations through both discretionary and non‑discretionary mandates. Its services include investment management, financial planning (standalone or bundled), participant account management for held‑away retirement plan assets, estate‑planning guidance, and access to tax preparation/filing services through an affiliated entity, POM Tax Strategies, LLC.
The firm describes a top‑down, macro‑environmental approach to tactical asset allocation with sector rotation and a relative growth/value framework, applying blended growth and fixed‑income strategies and discretionary rebalancing tailored to client profiles. Portfolios are implemented using a mix of internally developed models, pre‑built portfolios, and third‑party model managers accessed via a platform relationship with AE Wealth Management, with both wrap‑program and non‑wrap options available.
Compared with many peers, the brochure discloses that the firm uses testimonials and endorsements in its advertising and actively offers advisory annuity solutions through a Nationwide platform and an insurance IMO (Advisors Excel), arrangements the firm notes as revenue sources and potential conflicts. The brochure also highlights several operational distinctions — an affiliated tax services entity, use of a third‑party digital estate‑planning provider, and the employment of service providers with artificial‑intelligence components (for example, CRM meeting‑note summarization) — which the firm identifies as part of how it delivers and supports its services.
Based on Peace of Mind Wealth Management
Expertise
Based on Peace of Mind Wealth Management
Location
4101 Lake Boone Trail, Suite 111
Raleigh NC 27607
Advisors at this office
7
Advisors at this office
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