A complete list of active advisors currently associated with Peak Investments

Warmer can help you find a great advisor at Peak Investments or one who fits your needs even better.

Peak Investments is a small, fee‑based independent advisory firm that serves individuals, pension and profit‑sharing plans, and small businesses. The firm provides discretionary asset management and related financial planning services, and it also works directly with plan sponsors on qualified retirement plans, including participant education and plan‑administration support. The firm’s investment process emphasizes fundamental analysis and individualized investment policy statements, with discretionary portfolio management and periodic account reviews. Peak commonly charges asset‑based fees and, when appropriate, places client assets with third‑party money managers—acting as a liaison to those managers and disclosing referral arrangements to clients. Distinctive features include the firm’s pension‑plan consulting role and an affiliated insurance practice: the principal is a licensed insurance agent who devotes a small portion of time to that activity and may offer insurance products to clients, a practice disclosed as a potential conflict. The firm is also small in scale (one adviser, eight clients, roughly $6.08 million in AUM) and participates in incentive and revenue‑sharing arrangements with a third‑party manager, all of which are described in the firm’s disclosures and policies.

To learn more about the advisors currently working at Peak Investments, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.