Peak Wealth Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$40,700,225
Clients
127
Advisors
2
across 2 offices
About
Peak Wealth Group (PEAK) provides personalized financial planning and discretionary investment management to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and small businesses. The firm manages roughly $44.5 million for about 127 clients across two advisors and offers services that include cash‑flow and retirement planning, estate planning reviews, investment management, and insurance reviews.
PEAK uses a documented risk analysis and Investment Policy Statement to guide portfolio construction and typically operates with discretionary trading authority, applying fundamental, technical and cyclical analysis and strategies that can include long‑term holdings, shorter‑term trading and limited option writing. Account reviews are performed at least annually (or more often as needed), and the firm may supplement its in‑house management by engaging third‑party money managers with client consent.
Compared with many peers, PEAK discloses multiple outside affiliations: firm personnel maintain appointments with insurance carriers and operate an affiliated insurance agency, and the firm has arrangements to work with or refer to other investment advisers and third‑party managers that can include fee‑sharing or solicitor relationships. The firm also operates a charitable foundation focused on legacy planning and documents potential conflicts from dual registrations and referral arrangements with written disclosures and client consent processes.
Client services
Expertise
Fee options
Negotiable fixed fee with a maximum of $2,500 for financial planning services
$0 - $250,000: 2.50% annually $250,001 - $500,000: 2.50% annually $500,001 - $1,000,000: 2.50% annually $1,000,001 - $2,500,000: 2.50% annually $2,500,001 - $5,000,000: 2.50% annually $5,000,001+: 2.50% annually
$250 per hour for financial planning services
Fee-only: Hourly fee of $250 per hour for financial planning services; Negotiable fixed fees up to $2,500 for financial planning services based on complexity
Main office
See office4475 Us Hwy 1 South, Suite 206
St. Augustine FL 32086
Advisors at this office
1
Offices (2)
Most active in
Florida · Georgia · Missouri · North Carolina
Also doing business as
Name 904 · Peak Brokerage Services, LLC · Peak Wealth Group LLC · Peak Wealth Group, LLC · Peakportfolio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Allan H
Series 66
St. Augustine, FL
Peak Wealth Group LLC
Allan Harkness is a financial advisor with Peak Wealth Group LLC in St. Augustine, FL, holding a Series 66 designation and 23 years of industry experience. He has worked at Quantum Capital, LLC, Dempsey Lord Smith, LLC, and Peak Brokerage Services LLC, and has been with Peak Wealth Group since 2009. Outside of his advisory role, Mr. Harkness is the owner and president of Highland Financial Advisors, LLC, an insurance agency, and serves as Director, Chairman, and CEO of the Foundation For Legacy Planning, Inc. Peak Wealth Group provides personalized financial planning and discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm uses client risk analyses and written investment policy statements to guide investment decisions and employs a combination of fundamental, technical, and cyclical analysis in security selection.
Andrew L
Series 66
Wake Forest, NC
Peak Wealth Group LLC
Andrew Lynch is a financial advisor at Peak Wealth Group LLC with 14 years of industry experience. He holds a Series 66 designation and has worked at Peak Wealth Group since 2016, following a two-year period at Peak Brokerage Services, LLC. Outside of his advisory role, Lynch assists life insurance agents with case design and estate planning through Capital Marketing Group and supports charitable planning efforts via the Foundation for Legacy Planning. Peak Wealth Group provides personalized financial planning and discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm uses documented risk analysis and an Investment Policy Statement to guide portfolio construction, employing a range of strategies including long-term holdings and shorter-term trading.
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