Peak Wealth Group LLC

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Client assets under management

$40,700,225

Clients

127

7% high-net-worth

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

High

Average account size

$320,474

About

Peak Wealth Group (PEAK) provides personalized financial planning and discretionary investment management to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and small businesses. The firm manages roughly $44.5 million for about 127 clients across two advisors and offers services that include cash‑flow and retirement planning, estate planning reviews, investment management, and insurance reviews.

PEAK uses a documented risk analysis and Investment Policy Statement to guide portfolio construction and typically operates with discretionary trading authority, applying fundamental, technical and cyclical analysis and strategies that can include long‑term holdings, shorter‑term trading and limited option writing. Account reviews are performed at least annually (or more often as needed), and the firm may supplement its in‑house management by engaging third‑party money managers with client consent.

Compared with many peers, PEAK discloses multiple outside affiliations: firm personnel maintain appointments with insurance carriers and operate an affiliated insurance agency, and the firm has arrangements to work with or refer to other investment advisers and third‑party managers that can include fee‑sharing or solicitor relationships. The firm also operates a charitable foundation focused on legacy planning and documents potential conflicts from dual registrations and referral arrangements with written disclosures and client consent processes.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

General estate planning guidance Charitable giving & philanthropy Cash flow / budgeting

Fee options

Fixed

Negotiable fixed fee with a maximum of $2,500 for financial planning services

Percentage

$0 - $250,000: 2.50% annually $250,001 - $500,000: 2.50% annually $500,001 - $1,000,000: 2.50% annually $1,000,001 - $2,500,000: 2.50% annually $2,500,001 - $5,000,000: 2.50% annually $5,000,001+: 2.50% annually

Project-based

$250 per hour for financial planning services

Other

Fee-only: Hourly fee of $250 per hour for financial planning services; Negotiable fixed fees up to $2,500 for financial planning services based on complexity

Main office location

Peak Wealth Group LLC

4475 Us Hwy 1 South, Suite 206

St. Augustine FL 32086, United States

Number of offices

Most active in

Florida · Georgia · Missouri · North Carolina

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

904-679-4586

Advisors at this firm

Allan H

Series 66

St. Augustine, FL

Peak Wealth Group LLC

Allan Harkness is a financial advisor with Peak Wealth Group LLC in St. Augustine, FL, holding a Series 66 designation and 23 years of industry experience. He has worked at Quantum Capital, LLC, Dempsey Lord Smith, LLC, and Peak Brokerage Services LLC, and has been with Peak Wealth Group since 2009. Outside of his advisory role, Mr. Harkness is the owner and president of Highland Financial Advisors, LLC, an insurance agency, and serves as Director, Chairman, and CEO of the Foundation For Legacy Planning, Inc. Peak Wealth Group provides personalized financial planning and discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm uses client risk analyses and written investment policy statements to guide investment decisions and employs a combination of fundamental, technical, and cyclical analysis in security selection.

General estate planning guidance Charitable giving & philanthropy Cash flow / budgeting

Andrew L

Series 66

Wake Forest, NC

Peak Wealth Group LLC

Andrew Lynch is a financial advisor at Peak Wealth Group LLC with 13 years of industry experience. He holds a Series 66 designation and has been with Peak Wealth Group since 2016. Outside of his advisory role, Lynch is involved with the Foundation for Legacy Planning, assisting donors with charitable planning and gifts, and supports life insurance agents through Capital Marketing Group. Peak Wealth Group provides personalized financial planning and discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm manages approximately $37 million and employs client risk analyses and written investment policy statements to guide investment decisions.

General estate planning guidance Charitable giving & philanthropy Cash flow / budgeting

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