Fishkill, NY Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Pendragon Capital Management, Inc.
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Firm-wide stats for Pendragon Capital Management, Inc.
About
Pendragon Capital Management provides discretionary portfolio management and access to third‑party money managers for individuals (including high‑net‑worth clients), as well as pension and business accounts. The firm manages roughly $45.5 million in discretionary assets for a small client base and does not participate in wrap programs or charge performance‑based fees.
The firm applies a modern value investing framework for equity selection (low P/E, low P/B, small‑ to mid‑cap emphasis) alongside intermediate taxable and municipal bond strategies, index/sector ETFs, and several specialty strategies — including a Trading Plus portfolio that uses levered index ETFs, a Climate Impact long/short strategy, and a Bank Investor portfolio focusing on community banks. Accounts are typically managed on a discretionary basis, with active trading when the manager deems appropriate (including short‑term holdings and covered‑call writing), and portfolios are customized to client goals, risk tolerance, and tax considerations.
Pendragon is affiliated with a broker‑dealer (BrokerageSelect) and many advisory representatives are dually registered, a relationship the firm discloses along with the potential for commissions and 12b‑1 trail fees and the practice of reducing advisory fees by any 12b‑1 fees received. It is relatively uncommon for a team firm of this size to deploy derivatives and leveraged ETF strategies within separately managed accounts and, unusually for peers, the firm does not offer standalone financial planning services, concentrating instead on active investment management and third‑party manager oversight.
Based on Pendragon Capital Management, Inc.
Location
Fishkill NY
Advisors at this office
3
Advisors at this office
Kevin D
CFP®, Series 63, Series 65
Fishkill, NY
Pendragon Capital Management, Inc.
Kevin Donnelly is a CFP® with 40 years of industry experience, currently serving at Pendragon Capital Management, Inc. since 2022. He previously operated KJ Donnelly Planning LLC for 30 years and has been associated with Brokerageselect since 2002. Donnelly is also a licensed insurance agent. Pendragon Capital Management is a small-team adviser managing approximately $40 million for individuals, families, pension, and corporate clients. The firm employs a value-oriented investment approach with discretionary portfolio management and access to third-party money managers, offering specialized strategies such as a Trading Plus program using leveraged ETFs and a Climate Impact portfolio.
Andrew F
Series 63, Series 65
Fishkill, NY
Pendragon Capital Management, Inc.
Andrew Fairbanks is a financial advisor at Pendragon Capital Management, Inc. with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked in various roles including at Fairbanks Venture Advisors, Sierentz North America, and Saugatuck Energy prior to joining Pendragon in 2019. Pendragon Capital Management provides discretionary portfolio management and access to third-party money managers for individuals, including high-net-worth clients, as well as pension and business accounts. The firm employs a modern value investing approach with active trading strategies tailored to client goals and risk tolerance.
Ian G
Series 63, Series 66
Fishkill, NY
Pendragon Capital Management, Inc.
Ian Green is a financial advisor with Pendragon Capital Management, Inc., holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has worked at Pendragon Capital Management since 1996 and also founded TradingVillage, Inc., an educational company focused on investing seminars and classes for the general public. Green serves as treasurer for the Mind Brain Philanthropic Foundation, a charitable organization. Pendragon Capital Management is a small-team adviser serving individuals, families, pension, and corporate clients, managing approximately $40 million across about 52 accounts. The firm employs a value-oriented investment process with discretionary portfolio management and offers specialty strategies including leveraged ETF programs and climate impact portfolios.
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