A complete list of active advisors currently associated with Penny Lane Wealth Management, LLC

Warmer can help you find a great advisor at Penny Lane Wealth Management, LLC or one who fits your needs even better.

Penny Lane Wealth Management, LLC provides advisory services to individual and high-net-worth clients and reports roughly $18.9 million in assets under management across about 40 client relationships with two advisors. The firm typically charges percentage-of-AUM fees and also makes available insurance products through an affiliated insurance entity. The firm’s advisory work is conducted primarily on a non-discretionary basis, so clients generally retain final decision-making authority over transactions rather than delegating full trading discretion. The firm’s brochure also indicates it does not provide portfolio management services for individual clients, so its client work is oriented toward advice, planning, and client-directed implementation. Penny Lane is affiliated with an insurance company and with other investment advisers, and at least one advisor is licensed to sell insurance through the affiliated insurance business. The brochure discloses that advisors may receive commissions for insurance sales and may receive up to a ten-percent referral fee from the affiliated insurance firm, and describes disclosure and fiduciary processes the firm uses to address those conflicts.

To learn more about the advisors currently working at Penny Lane Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.