Pettinga Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,072,619,908
Clients
668
Advisors
8
across 3 offices
About
Pettinga Financial Advisors is an SEC-registered advisory firm that manages approximately $1.28 billion in client assets and serves primarily high-net-worth and individual clients, as well as trusts, estates, pension and profit-sharing plans, charitable organizations, and businesses. The firm offers discretionary investment management, financial planning (with more complex plans available for a separate fee), and ERISA plan services, including 3(38) investment management and non‑fiduciary advisory work for participant-directed plans.
Pettinga tailors portfolios to individual client objectives, using customized allocations that may include mutual funds, ETFs, investment-grade fixed income, third‑party managers and, where appropriate, alternative investments; some clients are managed using model portfolios. The firm discloses that its models are materially supported by BlackRock, and that research and model recommendations from BlackRock predominantly favor iShares ETFs, a relationship Pettinga identifies as a potential conflict and for which it provides disclosure and mitigation.
Pettinga is an indirect, wholly-owned subsidiary of Focus Financial Partners, which is in turn indirectly owned by investment vehicles affiliated with Clayton, Dubilier & Rice and with Stone Point, linking the firm into a network that includes other registered advisers, broker-dealers, pension consultants and firms that sponsor or advise private funds. The firm also describes relationships with major custodians and industry providers (including BlackRock, Schwab and Fidelity) that supply research, technology and conference support — arrangements the firm documents as economic benefits that are disclosed to and managed for clients.
Client services
Expertise
Occupation focus
Fee options
Flat fees may be charged for certain financial planning services and negotiated on a client-by-client basis.
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.60% $5,000,001+: 0.40%
Main office
See office215 NW Martin Luther King Jr Blvd
Evansville IN 47708
Advisors at this office
6
Offices (3)
Most active in
California · Florida · Georgia · Illinois · Indiana · Kentucky · Minnesota · Ohio · South Carolina · Tennessee · Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
Quick links
Advisors at this firm
Mark P
CFP®, Series 65
Vero Beach, FL
Pettinga Financial Advisors, LLC
Mark Pettinga is a CFP® and Series 65 credentialed advisor with 29 years of industry experience. He has been with Pettinga Financial Advisors, LLC since 2011, where he serves as part of a seven-advisor team. Pettinga Financial Advisors, LLC is an SEC-registered firm managing approximately $1.11 billion for individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm provides discretionary investment management and financial planning services, utilizing customized and model portfolios that include mutual funds, ETFs, fixed income, alternative investments, and individual securities.
Brian G
CFP®
Evansville, IN
Pettinga Financial Advisors, LLC
Brian Goebel is a CFP® professional with 25 years of experience in financial advising. He has been with Pettinga Financial Advisors, LLC since 2013. The firm manages approximately $1.11 billion for a diverse client base, including high-net-worth individuals, trusts, estates, charitable organizations, businesses, and retirement plans. Pettinga offers discretionary investment management, financial planning, and ERISA plan services, utilizing customized and model portfolios with a range of investment options.
Addison V
Series 65
Evansville, IN
Pettinga Financial Advisors, LLC
Addison Volkman is a financial advisor at Pettinga Financial Advisors, LLC with three years of industry experience. They hold a Series 65 designation and have been with Pettinga Financial Advisors since 2017, with intermittent periods of full-time education. Pettinga Financial Advisors, LLC is an SEC-registered firm managing approximately $1.11 billion for individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm provides discretionary investment management, financial planning, and ERISA plan services, utilizing customized and model portfolios that include mutual funds, ETFs, fixed income, alternative investments, and individual securities.
Joel M
Series 66, Series 63
Evansville, IN
Pettinga Financial Advisors, LLC
Joel Mullins is a financial advisor at Pettinga Financial Advisors, LLC in Evansville, IN, holding Series 66 and Series 63 designations with 18 years of industry experience. He has worked at Pettinga Financial Advisors since 2018 and previously spent three years at FDx Advisors, Inc. Pettinga Financial Advisors is an SEC-registered firm managing approximately $1.28 billion in client assets, serving high-net-worth individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and businesses. The firm offers discretionary investment management and financial planning, tailoring portfolios through customized allocations that may include mutual funds, ETFs, fixed income, third-party managers, and alternative investments.
Matthew V
CFP®, Series 65
Evansville, IN
Pettinga Financial Advisors, LLC
Matthew Volkman is a CFP® with 29 years of industry experience and has been with Pettinga Financial Advisors, LLC since 2011. He holds a Series 65 license and is based in Evansville, Indiana. Pettinga Financial Advisors, LLC is an SEC-registered advisory firm managing approximately $1.11 billion for individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm offers discretionary investment management, financial planning, and ERISA plan services, utilizing customized and model portfolios that include mutual funds, ETFs, fixed income, alternative investments, and individual securities.
Seth C
Series 65
Fishers, IN
Pettinga Financial Advisors, LLC
Seth Cissna is a financial advisor at Pettinga Financial Advisors, LLC with Series 65 credentials and one year of industry experience. Prior to joining Pettinga, he worked as a contractor for GlobalSource Capital Management and held positions at Indiana University Health and Eli Lilly and Company. Pettinga Financial Advisors is an SEC-registered firm managing approximately $1.28 billion in client assets. The firm serves high-net-worth individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and businesses, offering discretionary investment management and financial planning with customized portfolio allocations that may include mutual funds, ETFs, fixed income, third-party managers, and alternative investments.
Austin V
Series 65
Evansville, IN
Pettinga Financial Advisors, LLC
Austin Volkman is a financial advisor at Pettinga Financial Advisors, LLC in Evansville, IN, holding a Series 65 credential with six years of industry experience. He has been with Pettinga Financial Advisors since 2017. Pettinga Financial Advisors is an SEC-registered firm managing approximately $1.28 billion in assets, serving high-net-worth individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and businesses. The firm provides discretionary investment management, financial planning, and ERISA plan services, tailoring portfolios to client objectives with a range of investment options and model portfolios supported in part by BlackRock.
Tonya B
Series 65
Evansville, IN
Pettinga Financial Advisors, LLC
Tonya Borders is a Series 65-licensed financial advisor at Pettinga Financial Advisors, LLC in Evansville, IN, with 14 years of industry experience. She has been with Pettinga Financial Advisors since 2011. Pettinga Financial Advisors is an SEC-registered advisory firm managing approximately $1.11 billion for a diverse client base including individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm offers discretionary investment management, financial planning, and ERISA plan services, utilizing customized and model portfolios that incorporate a range of investment vehicles and third-party resources.
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