Mesa, AZ S. Alma School Road Office
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PFG Advisors
Multi-team
Firm-wide stats for PFG Advisors
About
PFG Advisors provides fee-based investment advisory services to a broad client base that includes individuals (including high-net-worth clients), retirement plans, trusts, estates, charitable organizations, corporations, and financial institutions such as credit unions and banks. Services described in the brochure include discretionary and non-discretionary portfolio management, financial planning and retirement planning, wrap-fee programs, and access to third-party money managers and TAMPs.
PFG’s investment approach is delivered through its network of investment advisor representatives (IARs), who may implement firm-developed model portfolios or select unaffiliated third‑party managers; the firm cites model access from Dynamic Advisors Solutions and Cantor Fitzgerald Investment Advisors and says portfolios often emphasize top‑down macro allocation implemented with index-based ETFs alongside fundamental, technical and cyclical analysis, with routine monitoring and rebalancing. The firm also offers turnkey services to manage “held‑away” retirement-plan assets via a third‑party platform and makes use of multiple marketplace platforms (Schwab, AssetMark, Schwab Marketplace) to provide diversified manager and model options.
Noteworthy structural features include an integration with Wealth.com — an online estate‑planning platform available to IARs and clients with IARs having read‑only visibility — and recent strategic arrangements and capital relationships disclosed in the brochure, such as a referral/promoter arrangement with Capital Group, an investment by AssetMark Trust, and a forgivable loan from United Planners’ Financial Services of America associated with a broker‑dealer transition. The firm also discloses shared back‑office and technology relationships with Dynamic and a prominent role as both promoter/solicitor and co‑advisor across multiple third‑party platforms, arrangements the brochure identifies as creating conflicts that PFG says it manages through fiduciary obligations and disclosure.
Based on PFG Advisors
Expertise
Based on PFG Advisors
Location
1921 S. Alma School Road, Suite 307
Mesa AZ 85210
Advisors at this office
3
Advisors at this office
Paul B
Series 63, Series 65
Mesa, AZ
PFG Advisors
Paul Batt is a financial advisor with PFG Advisors in Mesa, AZ, holding Series 63 and Series 65 licenses and 28 years of industry experience. His prior roles include positions at Equitable Advisors and Securities America Inc. He has been affiliated with PFG Advisors since 2023. PFG Advisors provides fee-based investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, retirement plans, and corporate clients. The firm employs a combination of macroeconomic allocation and fundamental/technical analysis, primarily using index-based ETFs with periodic rebalancing, and offers access to various third-party platforms and wrap programs.
Alex R
Series 66
Mesa, AZ
PFG Advisors
Alex Rosen is a financial advisor at PFG Advisors with 13 years of industry experience. He holds a Series 66 designation and has worked at firms including United Planners, OSAIC, Securities America, Equitable Advisors, and Axa Advisors. PFG Advisors provides fee-based investment advisory services to a wide range of clients, including individuals, retirement plans, trusts, estates, charitable organizations, corporations, and financial institutions. The firm offers portfolio management, financial and retirement planning, and access to third-party managers, utilizing model portfolios and a combination of top-down macro allocation with fundamental, technical, and cyclical analysis.
Kyle T
Series 66
Mesa, AZ
PFG Advisors
Kyle Trueba is a Series 66-licensed financial advisor with 14 years of industry experience. He is currently with PFG Advisors and has held previous roles at United Planners, SECURITIES AMERICA, Inc., Equitable Advisors, Axa Advisors, Merrill, and Bank of America. He is also involved with his own business, Sliced Limes. PFG Advisors provides fee-based investment advisory services to a diverse client base, including individuals, retirement plans, trusts, and financial institutions. The firm utilizes a network of investment advisor representatives who deploy firm-developed model portfolios or third-party managers, often combining top-down macro allocation with index-based ETFs and multi-platform investment solutions.
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