Pihl Financial Planning
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pihl Financial Planning is a state-registered independent investment adviser that serves individuals and households including retirees, high‑net‑worth individuals, business owners, employees, endowments, trusts, and retirement plans. The firm offers discretionary investment management and separate financial‑planning engagements, with implementation assistance and coordination with outside professionals when needed.
Investment strategies combine passive indexing, quantitatively managed factor exposures, and selectively chosen individual securities with an emphasis on quality, reasonable valuation, and lower cyclicality; portfolios may also include commodity exposures via ETFs. The adviser tailors recommendations to clients’ cash‑flow, tax, estate, liquidity, and risk considerations, typically manages accounts on a discretionary basis, and conducts regular (at least quarterly) account reviews while providing written invoices that identify the custodian.
Noteworthy features include the principal’s combination of CFP® and CFA credentials and a relatively small client roster with roughly $25.5 million in discretionary assets across about 31 clients, reflecting a solo‑practitioner practice with a compact number of households. The firm discloses participation in Charles Schwab’s institutional program (including custody‑related services and research access), maintains a written contingency plan for continuity, and generally leaves proxy voting to clients.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fees, amounts negotiable, up to $500 billed six months or more in advance
$0 - $300,000: 1.50% $300,001 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: Custom pricing may apply
$275/hour
Minimum fee: Minimum fee for financial planning $5210
Main office
Albuquerque NM
Advisors at this office
1
Most active in
New Mexico · Oregon · Texas · Washington
Also doing business as
Pihl Financial Planning · Pihl Financial Planning LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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