Poling Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Poling Capital Management, LLC is a fee-based investment adviser that provides portfolio and investment management services to a broad set of client types described in its brochure — including individual and high net worth investors, retirement and charitable accounts, and trusts. Despite that wide listing, the firm operates as a solo practitioner and reported managing roughly $2.3 million on behalf of three clients as of December 31, 2025.
The firm describes a long-term, risk‑adjusted investment approach using traditional security analysis (company financials, management, business plans) and customized objectives, with an emphasis on minimizing turnover and considering tax implications. Notably, all client assets are managed on a non‑discretionary basis, so investment decisions are made with client direction rather than by unilateral trading authority.
Distinctive operational features include a long operating history (founded in 2001), a formal Code of Ethics, and an explicit policy not to take custody of client funds while directing clients to custodian statements; the brochure also discloses that the firm does not vote client proxies. The firm reports no other financial industry affiliations, no soft‑dollar arrangements, and conducts quarterly account reviews while clients receive monthly custodian statements.
Client services
Expertise
Fee options
1% annually
Main office
Yorktown IN
Advisors at this office
1
Most active in
Ohio · South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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