A complete list of active advisors currently associated with Poling Capital Management, LLC

Warmer can help you find a great advisor at Poling Capital Management, LLC or one who fits your needs even better.

Poling Capital Management, LLC is a fee-based investment adviser that provides portfolio and investment management services to a broad set of client types described in its brochure — including individual and high net worth investors, retirement and charitable accounts, and trusts. Despite that wide listing, the firm operates as a solo practitioner and reported managing roughly $2.3 million on behalf of three clients as of December 31, 2025. The firm describes a long-term, risk‑adjusted investment approach using traditional security analysis (company financials, management, business plans) and customized objectives, with an emphasis on minimizing turnover and considering tax implications. Notably, all client assets are managed on a non‑discretionary basis, so investment decisions are made with client direction rather than by unilateral trading authority. Distinctive operational features include a long operating history (founded in 2001), a formal Code of Ethics, and an explicit policy not to take custody of client funds while directing clients to custodian statements; the brochure also discloses that the firm does not vote client proxies. The firm reports no other financial industry affiliations, no soft‑dollar arrangements, and conducts quarterly account reviews while clients receive monthly custodian statements.

To learn more about the advisors currently working at Poling Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.