Pollux Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pollux Wealth Management is a small advisory firm serving roughly 40 clients, primarily individual and high-net-worth clients, while also advising certain pooled investment vehicles. The firm provides investment advisory and portfolio management services, typically billed as asset-based fees, and may include financial planning and referrals to third‑party managers.
The firm reports managing about $53.5 million in discretionary assets and conducts both discretionary portfolio management and ongoing monitoring of third‑party managers when they are engaged. For qualifying clients it may recommend and perform due diligence and ongoing monitoring of private funds and pooled offerings, and it uses a range of analytical methods (fundamental, technical, charting, cyclical, economic) supplemented by AI-enabled tools for research and operational efficiency.
What distinguishes the firm from many peers is its disclosed involvement with private funds and pooled vehicles and its relationships with affiliated entities that sponsor, source, or syndicate private investment opportunities and receive placement or carried-interest arrangements. The brochure also notes that some representatives are licensed insurance agents (with potential commission conflicts) and discloses a prior SEC administrative proceeding involving a supervised person, both of which the firm identifies and addresses in its disclosures.
Client services
Expertise
Fee options
Fixed fees may be negotiated for investment advisory and portfolio management, established as fixed fees for one year periods, then convert to asset-based fees unless re-negotiated.
$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.90% $2,000,000 - $4,000,000: 0.80% $4,000,000 - $10,000,000: 0.70% Over $10,000,000+: 0.60%
Main office
1313 N Webb Rd, Ste 160
Wichita KS 67206
Advisors at this office
2
Most active in
Kansas · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Alec V
Series 65
Wichita, KS
Pollux Wealth Management
Alec Van Nort is a financial advisor at Pollux Wealth Management in Wichita, KS, holding a Series 65 designation with three years of industry experience. Prior to joining Pollux Wealth Management, he worked at Textron Aviation and Bell Helicopter, and he also spent four years at Manhattan Christian College. Pollux Wealth Management is a small advisory firm serving primarily individual and high-net-worth clients, with approximately $53.5 million in discretionary assets under management. The firm offers investment advisory and portfolio management services, including due diligence and monitoring of private funds and pooled investment vehicles, utilizing a variety of analytical methods supported by AI-enabled tools.
Shawn S
Series 63, Series 65
Wichita, KS
Pollux Wealth Management
Shawn Sokolosky is a financial advisor with Pollux Wealth Management in Wichita, KS, holding Series 63 and Series 65 licenses and with 29 years of industry experience. He previously worked at Frontier Wealth Management LLC for nine years before joining Pollux Wealth Management in 2023. Pollux Wealth Management serves approximately 40 clients, primarily individuals and high-net-worth individuals, providing investment advisory and portfolio management services. The firm manages about $53.5 million in discretionary assets and engages in discretionary portfolio management as well as monitoring of third-party managers, with a noted emphasis on private funds and pooled investment vehicles.
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