Prairie View Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Prairie View Financial LLC provides flat-fee investment advisory services and both discretionary and non-discretionary portfolio management to individuals, families, trusts, estates, and businesses. The firm states it does not provide comprehensive financial planning, tax, legal, accounting, estate planning, or insurance consulting as part of its advisory services.
The firm’s investment approach emphasizes long-term asset allocation, diversification, periodic rebalancing, and primary use of exchange-traded funds, while allowing individual securities when appropriate or requested and limited options or cryptocurrency-related investments only with additional authorization. Discretionary accounts are reviewed on an ongoing basis with periodic formal reviews at least annually, while non-discretionary clients receive at least one formal review per year.
Prairie View’s fee structure departs from the common percentage-of-AUM model: it uses a tiered flat-fee schedule for discretionary management and a fixed annual fee for non-discretionary services, an arrangement that is relatively uncommon among independent advisers. The brochure also discloses unusually small reported assets under management (approximately $1,250 as of the effective date), a requirement that discretionary clients generally maintain accounts with the firm’s chosen custodian (Altruist), a policy of not accepting proxy-voting authority, and an absence of third-party compensation or performance-based fees.
Client services
Expertise
Occupation focus
Fee options
Fixed annual fees ranging from $400 for non-discretionary services to up to $50,000 for discretionary portfolio management depending on asset tiers.
$0 - $50,000: $600/year flat fee $50,001 - $250,000: $1,200/year flat fee $250,001 - $1,000,000: $3,000/year flat fee $1,000,001 - $10,000,000: $7,500/year flat fee $10,000,001 - $50,000,000: $25,000/year flat fee $50,000,001+: $50,000/year flat fee
Minimum fee: $400 annually for non-discretionary advisory services (Tier 0) Fee-only: Flat fees charged as per tiers; no commissions.
Main office
Montezuma KS
Advisors at this office
1
Most active in
Kansas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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