A complete list of active advisors currently associated with Prato Capital Management

Warmer can help you find a great advisor at Prato Capital Management or one who fits your needs even better.

Prato Capital Management provides financial planning, discretionary portfolio management, and retirement plan consulting to individuals, high net worth clients, and institutional sponsors, and manages roughly $224.6 million in client assets. The firm offers written or verbal financial plans, ongoing portfolio monitoring, and retirement-plan services limited to ERISA Section 3(21) non‑discretionary advice rather than full 3(38) fiduciary management. Portfolios are built using asset allocation and managed with a proprietary blend of strategic, dynamic, and tactical allocations, with regular rebalancing and monitoring. The firm may use margin in client accounts and recommends Charles Schwab as its primary qualified custodian while retaining the ability to execute trades through other brokers. Notably, Prato sponsors a wrap fee program (an uncommon offering among peers) and its owner or associates may act as independent insurance agents who earn commissions, a disclosed conflict the firm addresses through fiduciary duty and client disclosures. The firm also discloses practices that differ from some peers, such as not voting client proxies and limiting ERISA fiduciary services to Section 3(21).

To learn more about the advisors currently working at Prato Capital Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.