P
Preservation Capital Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$70,237,199
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
42
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$1,672,314
About
The firm manages discretionary investment portfolios for high‑net‑worth investors, foundations, trusts and corporations, and its brochure indicates it also serves institutional relationships. It provides ongoing portfolio management focused on publicly traded equities and fixed‑income instruments while clients retain custody of their assets with third‑party custodians.
Investment selection is driven by a fundamental analysis framework that examines company financials, business operations and relative valuation, with a stated objective of holding securities for a minimum of three years though holding periods may vary. The adviser operates as a fee‑only, asset‑based fiduciary for managed accounts and exercises discretionary authority to implement its strategies on behalf of clients.
Compared with many solo independent firms, the brochure highlights an emphasis on foundations and corporate/institutional accounts rather than mass‑market individual clients, and it discloses paying third‑party referrers a portion of its management fee. The firm also disclosed a 2015 administrative settlement with the Florida regulator addressing contract disclosure, invoicing and net capital technical violations.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
0.60% per annum on all managed assets, charged quarterly at 0.15% per quarter
Fee-only: Fee-only; no commissions or other compensation received
Main office location
Preservation Capital Group
Sarasota FL, United States
Number of offices
1
Most active in
Preservation Capital Group has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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