Fargo, ND Office
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Prime Capital Financial
Enterprise
Firm-wide stats for Prime Capital Financial
About
Prime Capital Financial is an SEC‑registered enterprise advisory firm serving individuals (including high‑net‑worth and ultra‑high‑net‑worth clients), trusts, corporations, and retirement plans through a broad set of services including asset management (wrap and transaction‑priced programs), financial planning, qualified retirement plan sponsor and trustee services, and third‑party manager selection. The firm also provides family office offerings and delivers retirement plan participant managed account allocations across common custodial platforms.
The firm manages accounts on both discretionary and non‑discretionary bases using Investment Policy Statements and ongoing monitoring, and it deploys a mix of core/satellite, thematic, and tactical strategies as well as TAMP/TPMM relationships and sub‑advisory arrangements. For held‑away accounts (for example plan participant accounts and HSAs) Prime Capital Financial uses the Pontera platform to implement tax‑efficient rebalancing and allocation adjustments, and it acts as investment adviser to the Fiduciary Investment Trust collective investment funds used by retirement plans.
Noteworthy distinctions relative to many large peers include an affiliated accounting subsidiary, Prime Capital Tax Advisory, that provides tax planning/preparation and bill‑pay services (including arrangements that can create custody implications and an annual surprise examination), and a family office practice that offers consolidated reporting across custodians, private investments and real estate plus financial administration and governance services. The firm also maintains continuity mechanisms for legacy and acquired client relationships and engages in promoter/co‑advisor arrangements and occasional participation in private fund/co‑investment opportunities, which can affect how certain products are recommended.
Based on Prime Capital Financial
Expertise
Based on Prime Capital Financial
Location
109 Roberts Street North
Fargo ND 58102
Advisors at this office
4
Advisors at this office
Eric H
CFP®, Series 63, Series 66
Fargo, ND
Prime Capital Financial
Eric Herzog is a financial advisor with Prime Capital Financial in Fargo, ND, holding the CFP® designation and Series 63 and 66 licenses. He has 12 years of industry experience with prior roles at United Capital Financial Advisers LLC, Park Avenue Securities, Guardian Life Insurance Company, Dorn & Co, Inc., and Allianz Life Financial Services LLC. In addition to advisory services, Eric is licensed as an insurance agent for life, health, and annuity products. Prime Capital Financial is an SEC-registered enterprise advisory firm that serves individuals, trusts, corporations, and retirement plans. The firm offers a broad range of services including asset management, financial planning, qualified retirement plan services, family office solutions, and uses diverse investment strategies supported by tax-efficient rebalancing and sub-advisory arrangements.
Paul J
CFP®, Series 63, Series 65
Fargo, ND
Prime Capital Financial
Paul Jarvis is a CFP® professional with 12 years of experience in financial advising. He currently works at Prime Capital Financial and previously spent 10 years with United Capital Financial Advisers, LLC. Jarvis also manages two real estate holding companies based in Fargo, ND. Prime Capital Financial is an SEC-registered enterprise advisory firm serving a diverse client base including individuals, trusts, corporations, and retirement plans. The firm offers a wide range of services such as asset management, financial planning, retirement plan services, and family office solutions, employing various investment strategies across discretionary and non-discretionary accounts.
Erin K
Series 65
Fargo, ND
Prime Capital Financial
Erin Kiesow is a financial advisor at Prime Capital Financial with one year of industry experience. She holds a Series 65 designation and previously worked at Goldman Sachs. Outside of financial services, she has been involved with Brewtus Brickhouse, a restaurant where she serves as a bartender and closing manager. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans. The firm offers a range of services including asset management, financial planning, qualified retirement plan sponsor and trustee services, and family office offerings.
Stacey R
Series 65
Fargo, ND
Prime Capital Financial
Stacey Robinson is a financial advisor at Prime Capital Financial with 11 years of industry experience. She holds a Series 65 designation and previously worked at Goldman Sachs Personal Financial Management and United Capital Financial Advisers, LLC. Outside of advisory work, she owns and manages Porterfield LLC, a real estate holding company based in Fargo, ND. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans. The firm offers a range of services including asset management, financial planning, retirement plan sponsor and trustee services, and family office solutions with an investment approach that incorporates core/satellite, thematic, and tactical strategies.
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