Private Wealth Management of North Carolina LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$145,890,576
Clients
267
Advisors
3
of 3 employees
About
Private Wealth Management of North Carolina, LLC provides advisory services to individuals and high‑net‑worth families as well as trusts, estates, retirement plans, corporations, and charitable entities. The firm offers discretionary portfolio management, written financial planning, consulting and assets‑under‑advisement services, access to independent sub‑advisors, and operates a wrap fee program.
The firm’s investment process emphasizes strategic and tactical asset allocation with a mix of long‑term holdings, potential use of alternative investments, and the option to incorporate ESG/SIS preferences for clients who request impact investing. PWM of NC uses third‑party risk‑profiling tools (for example, Nitrogen/formerly Riskalyze) and discloses that it may recommend borrowing in separately managed accounts — limited in firm policy to non‑investment needs such as bridge loans.
Compared with peers of similar size (three advisors, roughly $162.8 million in AUM and about 267 clients), PWM of NC has several atypical features: it sponsors a wrap fee program with a $3,000,000 qualification threshold, its materials include hypothetical performance disclosures, and it maintains an affiliation and referral arrangement with Absolute Capital to manage held‑away retirement assets. The brochure also notes the recent expansion to formal consulting and assets‑under‑advisement services and discloses related fee‑sharing and conflict‑of‑interest considerations.
Client services
Expertise
Fee options
up to 1.00% annually
Up to $500/hour for financial planning and consulting services, negotiable
Account minimum: $1,000 Fee-only: Financial planning and consulting fees up to $500/hour, negotiable
Main office
129 W. Belle Street
Henderson NC 27536
Advisors at this office
3
Most active in
North Carolina · Texas
Also doing business as
Maple Money Management LLC · Private Wealth Management Of North Carolina LLC · Pwm Of Nc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Matthew W
Series 65
Henderson, NC
Private Wealth Management of North Carolina LLC
Matthew Woodlief is a financial advisor at Private Wealth Management of North Carolina LLC with 14 years of industry experience. He has been with Private Wealth Management since 2011 and holds a Series 65 designation. Outside of advisory work, he is a managing member of Six Forks and Wind Chime LLC, a real estate-related business. Private Wealth Management of North Carolina provides discretionary investment management, financial planning, and consulting services to a range of clients including individuals, families, trusts, and institutions. The firm employs a diversified asset-allocation strategy with strategic and tactical adjustments and sponsors a wrap fee program with a multimillion-dollar qualification threshold.
Richard S
ChFC®, Series 63, Series 65
Henderson, NC
Private Wealth Management of North Carolina LLC
Richard Speers is a financial advisor at Private Wealth Management of North Carolina LLC with 23 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. Prior to joining Private Wealth Management of North Carolina in 2010, he has been involved in tax and management consulting as managing member of Choplin, Harp & Speers, LLC, and serves on the board of Velleros, Inc., a telecommunications company. Additionally, he is a member of the board of directors for the North Carolina State University Endowment Fund. Private Wealth Management of North Carolina provides discretionary investment management, financial planning, and consulting services to individuals, families, trusts, estates, retirement plans, corporations, charitable foundations, and pension plans. The firm follows a diversified asset-allocation strategy with both strategic and tactical adjustments and sponsors a wrap fee program with a multimillion-dollar qualification threshold.
Toney F
Series 63, Series 65
Henderson, NC
Private Wealth Management of North Carolina LLC
Toney Falkner III is a financial advisor with Private Wealth Management of North Carolina LLC in Raleigh, NC. He holds Series 63 and Series 65 credentials and has 24 years of industry experience. He has been with Private Wealth Management of North Carolina since 2009. Outside of advising, he is a managing member of a real estate-related LLC. Private Wealth Management of North Carolina provides discretionary investment management, financial planning, and consulting services to a range of clients including high-net-worth individuals, families, trusts, and pension plans. The firm employs a diversified asset-allocation strategy with strategic and tactical adjustments and sponsors a wrap fee program for qualifying accounts.
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