ProActive Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$138,496,245
Clients
261
Advisors
2
of 3 employees
About
ProActive Capital Management provides discretionary asset management, financial planning and consulting to individuals (including high-net-worth clients), trusts, estates, charitable organizations, corporations and retirement plans. The firm also offers ERISA plan services and may act either as a limited-scope 3(21) advisor or as a discretionary 3(38) investment manager for qualified retirement plans.
The firm’s advisors construct client-specific portfolios based on stated goals, time horizons and risk tolerance and use a mix of fundamental, technical, charting and cyclical analysis, with periodic (typically quarterly) account reviews. Investment advisory compensation is charged as a percentage of assets under management and fees are typically billed in advance on a quarterly basis; financial planning is offered as a fixed-fee engagement.
Noteworthy features for a two-advisor firm include a relatively large asset base (about $171 million) and the capability to provide full 3(38) discretionary plan management in addition to 3(21) services, which is less common among smaller firms. Advisors hold professional credentials (including RICP and CFP), the firm discloses certain outside activities such as co-ownership of residential real estate and insurance/tax practices, and it does not accept client-directed brokerage, does not receive soft-dollar benefits, and generally does not vote client proxies.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Up to $2,500 for financial planning
$0 - $250,000: 1.50% $250,001 - $750,000: 1.25% $750,001 - $2,500,000: 1.00% $2,500,001+: 0.75%
Account minimum: $250,000
Main office
1414 SW Ashworth Place, Suite 200
Topeka KS 66604
Advisors at this office
2
Most active in
Kansas · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Cory M
Series 65
Topeka, KS
ProActive Capital Management, Inc.
Cory Mc Pherson is a Series 65-licensed financial advisor with nine years of industry experience. He is currently with ProActive Capital Management, Inc., where he has worked since 2018, following prior roles at Legacy Financial Strategies, LLC, AE Wealth Management LLC, and Advisors Excel. Outside of his advisory work, he is a co-owner of 1813 Properties, LLC, a company involved in residential real estate management. ProActive Capital Management serves individual investors, trusts, estates, charitable organizations, and employer-sponsored retirement plans by providing discretionary asset management and written financial planning. The firm offers tailored portfolios that incorporate various analytical approaches and provides specialized services for qualified retirement plans, including acting as a 3(21) advisor or 3(38) investment manager for ERISA plans.
Kevin T
CFP®, Series 63
Topeka, KS
ProActive Capital Management, Inc.
Kevin Tucker is a CFP® with 47 years of industry experience. He is currently with ProActive Capital Management, Inc., where he has worked since 2021. His prior experience includes roles at Cambridge Investment Research advisors Inc. and Tucker Financial Services. He serves on the boards of two Catholic nonprofit organizations in Kansas. ProActive Capital Management provides discretionary asset management, financial planning, and consulting services to individuals, trusts, estates, charitable organizations, corporations, and retirement plans. The firm offers both 3(21) advisory and 3(38) discretionary investment management for qualified retirement plans, using client-specific portfolios tailored by a mix of fundamental, technical, charting, and cyclical analysis.
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