Probitas Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Probitas Financial provides portfolio management to individuals, high‑net‑worth clients and ERISA‑based plans, implementing investment advice primarily through Turnkey Asset Manager Platforms (including Buckingham Strategic Partners, AssetMark, Orion and Sawtooth). The firm reports that it manages client accounts on a non‑discretionary basis and relies on TAMPs for trade processing, account administration and reporting.
Its investment approach emphasizes strategic asset allocation with both long‑ and short‑term purchase strategies tailored to client objectives, time horizons and risk tolerance, and clients may impose reasonable investment restrictions. Because BSP and other TAMPs perform non‑discretionary implementation, clients designate custodians from approved providers (Pershing, Fidelity, Schwab or TD Ameritrade) and receive regular custodial statements.
The firm’s principal maintains outside registrations as a broker‑dealer registered representative, an insurance agent and is a licensed attorney, and may receive commissions or other compensation from securities or insurance transactions or provide legal services under separate engagement agreements; these outside activities and related conflicts are disclosed and managed in the brochure and firm policies. Probitas also discloses receipt of non‑cash support from TAMP sponsors (technology, practice support and educational seminars) and an explicit financial incentive related to IRA rollovers, which clients are asked to consider when evaluating recommendations.
Client services
Expertise
Fee options
0.70% to 1.5% per annum depending on account size
Main office
1500 Quail Street, Suite 540
Newport Beach CA 92660
Advisors at this office
2
Most active in
California · Texas
Also doing business as
Probitas Financial · Vyneman, Gary Joseph
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Traci K
Series 63, Series 65
Newport Beach, CA
Probitas Financial
Traci Kaas is a financial advisor with Probitas Financial in Newport Beach, CA, holding Series 63 and Series 65 licenses and with 17 years of industry experience. Her work history includes roles at Shelter Wealth Strategies, Devon Investment Advisory, and Cambridge Investment Research, among others. She is also the president of Kaas Consulting, Inc., a structured settlement planning firm. Probitas Financial provides portfolio management services to individuals, high-net-worth clients, and ERISA-based plans, utilizing Turnkey Asset Manager Platforms to implement investment advice on a non-discretionary basis. The firm emphasizes strategic asset allocation tailored to client objectives and risk tolerance.
Gary V
Series 66
Newport Beach, CA
Probitas Financial
Gary Vyneman is the president of Probitas Financial and holds a Series 66 designation with 21 years of industry experience. His background includes roles at TCFG Investment Advisors, United Planners' Financial Services of America, and independent insurance services. Outside of finance, he is involved as treasurer and board member of Viewpoint Church and owns a roasted nuts business. Probitas Financial provides investment advice and portfolio management primarily to individual clients, including high-net-worth individuals, and certain ERISA-based retirement accounts. The firm emphasizes individualized investment policy development with an asset-allocation focus and implements portfolios on a non-discretionary basis through turnkey asset manager platforms.
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