Probitas Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Probitas Financial is a state‑registered independent investment adviser that serves individuals, high‑net‑worth clients, and ERISA‑based retirement plans, providing portfolio management primarily through turnkey asset manager (TAMP) platforms and charging percentage‑of‑assets fees. The firm operates as a small, single‑advisor practice that develops individualized investment policies and implements portfolios based on each client’s goals and constraints.
Investment advice is implemented predominantly on a non‑discretionary basis through TAMP sponsors (including Buckingham Strategic Partners and other platform providers), with an asset‑allocation focus and the use of both long‑ and short‑term strategies tailored to client objectives and risk tolerances. Accounts are reviewed quarterly or as agreed, the firm provides ongoing monitoring, and it acts as a fiduciary for retirement accounts while clients retain authority over trade decisions and proxy voting.
The firm’s principal is a licensed attorney who generally does not provide legal services to advisory clients absent a separate engagement, and is also a registered representative of a FINRA‑member broker‑dealer and an insurance agent—relationships that can generate commissions or other third‑party compensation and are disclosed and managed as potential conflicts. Compared with peers, Probitas’s combination of legal credentials, broker‑dealer and insurance activities, reliance on non‑discretionary implementation, and a client roster that includes pension/profit‑sharing plans is uncommon among solo independent advisers.
Client services
Expertise
Fee options
$0+: 0.70% per annum +: 1.5% per annum
Commissions on some securities and insurance sales if purchased through broker-dealer or insurance company; no commissions on investments selected in advisory capacity.
Main office
1500 Quail Street, Suite 540
Newport Beach CA 92660
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Probitas Financial · Vyneman, Gary Joseph
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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