A complete list of active advisors currently associated with Probitas Financial

Warmer can help you find a great advisor at Probitas Financial or one who fits your needs even better.

Probitas Financial is a state‑registered independent investment adviser that serves individuals, high‑net‑worth clients, and ERISA‑based retirement plans, providing portfolio management primarily through turnkey asset manager (TAMP) platforms and charging percentage‑of‑assets fees. The firm operates as a small, single‑advisor practice that develops individualized investment policies and implements portfolios based on each client’s goals and constraints. Investment advice is implemented predominantly on a non‑discretionary basis through TAMP sponsors (including Buckingham Strategic Partners and other platform providers), with an asset‑allocation focus and the use of both long‑ and short‑term strategies tailored to client objectives and risk tolerances. Accounts are reviewed quarterly or as agreed, the firm provides ongoing monitoring, and it acts as a fiduciary for retirement accounts while clients retain authority over trade decisions and proxy voting. The firm’s principal is a licensed attorney who generally does not provide legal services to advisory clients absent a separate engagement, and is also a registered representative of a FINRA‑member broker‑dealer and an insurance agent—relationships that can generate commissions or other third‑party compensation and are disclosed and managed as potential conflicts. Compared with peers, Probitas’s combination of legal credentials, broker‑dealer and insurance activities, reliance on non‑discretionary implementation, and a client roster that includes pension/profit‑sharing plans is uncommon among solo independent advisers.

To learn more about the advisors currently working at Probitas Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.