Professional Wealth Management Services LLC
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About
Professional Wealth Management Services LLC serves individuals and trusts with fee-only financial planning, discretionary portfolio management, a bundled wrap fee program, and one-time flat-fee planning engagements. The firm manages roughly $136 million for about 60 clients through a two-advisor team and emphasizes suitability and tailored services rather than a fixed account minimum.
The firm’s investment process begins with an extensive initial interview, multiple risk-tolerance assessments, and planning software to shape individualized strategies focused on diversification, asset-class and sector allocation, and individual security selection. PWMS implements these strategies on a discretionary basis for many clients and, for wrap program participants, bundles asset allocation, trade execution, and related administrative activities so those clients do not pay trade execution charges directly.
PWMS is relatively uncommon among its peers in acting as a wrap fee program sponsor and in having principals who are independently licensed insurance agents; advisors may offer or arrange life, health, long-term care, and Medicare supplement insurance as a separate outside business activity. The firm operates on a fee-only advisory model for investment services and uses an independent qualified custodian to execute and custody client assets, with periodic verification of custodian activity.
Client services
Expertise
Fee options
One-time fixed/flat fee financial planning service up to $500, payable 50% in advance and balance upon completion
$0 - $500,000: Negotiable, up to 0.99% annually $500,000 - $1,000,000: Reduced from maximum 0.99%, negotiable $1,000,000 - $3,000,000: Further reduced, negotiable $3,000,000+: Further reduced, negotiable
Fee-only: Fee-only investment adviser; no commissions or sales charges accepted
Main office
211 South Center Street, Suite 417
Statesville NC 28677
Advisors at this office
2
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Shawn F
ChFC®, Series 65
Statesville, NC
Professional Wealth Management Services LLC
Shawn Fleming is a financial advisor with Professional Wealth Management Services LLC in Statesville, NC, holding the ChFC® designation and a Series 65 license. He has 18 years of industry experience and has been with Professional Wealth Management Services since 2009. Outside of his advisory role, Shawn is independently licensed in life, accident, and health insurance and provides limited insurance agent services as part of comprehensive financial planning. He is also engaged in general business and management consulting. Professional Wealth Management Services LLC serves individuals and trusts with fee-only financial planning and discretionary portfolio management. The firm emphasizes suitability and tailored strategies, managing approximately $136 million for about 60 clients through a two-advisor team.
John S
Series 63, Series 66
Statesville, NC
Professional Wealth Management Services LLC
John Stevenson is a financial advisor with Professional Wealth Management Services LLC in Statesville, NC, holding Series 63 and Series 66 licenses with 22 years of industry experience. He has been with Professional Wealth Management Services since 2007. Outside of his advisory role, John is independently licensed in life, accident, and health insurance and also engages in general business and management consulting. Professional Wealth Management Services LLC provides fee-only financial planning and discretionary portfolio management primarily for individuals and trusts. The firm emphasizes tailored investment strategies based on detailed risk assessments and offers a wrap fee program that includes bundled asset allocation and trade execution services.
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