Rocky Mount, NC Office

Team
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Prosperity Capital Advisors

Multi-team

Firm-wide stats for Prosperity Capital Advisors

Total advisors

97

Across 51 offices

Clients per advisor

77 High

Avg AUM per client

$506,095 Typical

HNW client ratio

13% Low

About

Prosperity Capital Advisors is an SEC‑registered enterprise adviser that provides financial planning, consulting and discretionary investment management to a mix of clients, including individual and high‑net‑worth investors, corporations, trustees, retirement plans, broker/dealer customers and Separate Advisors. The firm also acts as a Turnkey Asset Manager Program (TAMP), sub‑advisor and strategist for other RIAs and offers separately managed accounts and retirement plan services.

Investment management is centered on model‑based, asset‑allocation strategies and ongoing portfolio supervision, using core and specialized model suites from providers such as BlackRock, Dimensional and Vanguard, along with advisor‑directed portfolios, signal‑based relationships and third‑party sub‑advisors. Portfolios are generally managed to model targets (with periodic rebalancing and tax‑aware options) rather than tailored security‑level management for each individual client, and the firm discloses use of alternatives, structured products and private offerings through third‑party platforms.

The brochure discloses several uncommon features for an enterprise adviser: certain supervised persons are also registered representatives of unaffiliated broker‑dealers and licensed insurance agents, and some are credentialed tax professionals (CPAs or Enrolled Agents), creating potential conflicts of interest that the firm addresses in its disclosures. Prosperity’s platform also includes model allocations that can contain real‑estate exposures and makes alternative/private real‑estate and structured investments available via platforms like iCapital, while affiliative arrangements (for example with an insurance marketing affiliate and enterprise revenue‑sharing programs) are disclosed as part of its operating model.

Based on Prosperity Capital Advisors

Expertise

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k)

Based on Prosperity Capital Advisors

Occupation focus

Founder/Business Owner Executive

Based on Prosperity Capital Advisors

Demographic focus

HENRY (High Earners, Not Rich Yet)

Based on Prosperity Capital Advisors

Location

204 N. Winstead Avenue

Rocky Mount NC 27804

Advisors at this office

3

Advisors at this office

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Anthony E

Series 65

Rocky Mount, NC

Prosperity Capital Advisors

Anthony Engrassia is a financial advisor at Prosperity Capital Advisors with a Series 65 credential and seven years of industry experience. He previously worked at Wealth Management Strategies, Inc. and has experience at PNC Arena. Outside of advisory work, Mr. Engrassia serves as President of the local Rotary Club and conducts financial literacy seminars with the North Carolina chapter of the Association of Financial Consultants. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a wide range of clients including individuals, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing mutual funds, ETFs, and alternative solutions, and offers services such as trustee advice and sub-advisory support.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Anthony E

ChFC®, Series 63, Series 65

Rocky Mount, NC

Prosperity Capital Advisors

Anthony Engrassia is a financial advisor with Prosperity Capital Advisors in Rocky Mount, NC, holding a ChFC® designation and over 33 years of industry experience. His career includes roles at Mutual of Omaha and Wealth Management Strategies, Inc., where he serves as co-owner. Outside of advising, he is an instructor for the American Financial Education Alliance, a board member with Habitat for Humanity and the Nash-Rocky Mount Rotary, and participates on the Atlantic Beach Planning Board. Prosperity Capital Advisors is an SEC-registered firm offering financial planning, consulting, and discretionary investment management to individuals, high-net-worth investors, corporations, trustees, retirement plans, and other advisors. The firm utilizes model-based, asset-allocation strategies combined with ongoing portfolio supervision, incorporating investment models from providers such as BlackRock, Dimensional, and Vanguard.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Zachary L

Series 65

Rocky Mount, NC

Prosperity Capital Advisors

Zachary Leonard is a financial advisor at Prosperity Capital Advisors with three years of industry experience. He holds a Series 65 credential and has worked at Wealth Management Strategies and K2 Ranch, LLC. Outside of advising, he serves as a board member of the Rotary Club of Morehead City, NC, and assists clients with tax preparation services. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to individual investors, corporate clients, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach using mutual funds, ETFs, and alternative strategies, and offers institutional and sub-advisory services.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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