Prosperity Financial Planning LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides comprehensive financial planning and portfolio management to individuals, high-net-worth clients, and trusts, estates, and charitable organizations. Services include written financial plans, the creation of client-specific Investment Policy Statements, and ongoing portfolio oversight for clients who opt into higher service tiers, billed as a flat quarterly fee.
The firm's investment approach relies primarily on fundamental analysis and a disciplined, long-term focus on asset allocation and diversification, with portfolios constructed to align with each client's stated goals and risk tolerance. It offers discretionary management for higher-tier clients, conducts quarterly reviews (and additional reviews triggered by material life or market events), and bases planning on client-supplied information and modeled assumptions about returns, taxes, inflation, and real estate values.
Distinctive features relative to peers include the move away from asset-based fees to a fixed quarterly pricing model and an unusual affiliation: the principal holds a real estate broker license used only for personal real estate and educational purposes, not public brokerage services. The firm is newly formed, currently maintains a very small client roster with no reported assets under management, and discloses that it may refer clients to third-party advisers for which it can receive a share of advisory fees, a relationship the firm notes as a potential conflict of interest.
Client services
Expertise
Fee options
Flat quarterly fees: $1,500 to $2,500 per quarter depending on tier
+: Tier 1: flat fee $1,500 per quarter ($6,000 annually) for advice-only (no investment management) +: Tier 2: flat fee $2,000 per quarter ($8,000 annually) for advice and investment management for non-complex client situations +: Tier 3: flat fee $2,500 per quarter ($10,000 annually) for advice and investment management for complex client situations
Account minimum: $100,000 (may be waived based on client needs and complexity) Fee-only: Flat quarterly fees as per tiers; no asset-based or commission fees
Main office
Celebration FL
Advisors at this office
1
Most active in
Florida · Pennsylvania
Also doing business as
Prosperity Financial Planning · Prosperity Financial Planning LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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