A complete list of active advisors currently associated with Prota Financial

Warmer can help you find a great advisor at Prota Financial or one who fits your needs even better.

Prota Financial provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, and small businesses. The firm reports $270 million in regulatory assets under management and delivers portfolio management, planning, and ongoing client reviews through a team of registered Investment Adviser Representatives. The firm employs model-based portfolio management, using seven stated models that include ETF, equity, and two Sharia‑compliant portfolios; private or alternative investments are considered on a case‑by‑case basis. Investment analysis blends fundamental analysis and Modern Portfolio Theory, portfolios are rebalanced periodically (generally quarterly), and Prota routes custody and execution through a single, required custodian relationship with Charles Schwab for managed accounts. Compared with many multi‑team advisers, Prota is notable for operating on a discretionary‑only basis and for offering explicitly Sharia‑compliant model options alongside conventional models. Operational practices that distinguish the firm include use of a centralized trading team (with limited personal trading windows), allowance for undirected/unmanaged client subaccounts that hold restricted or self‑traded securities, and participation in lead‑generation/referral programs such as SmartVestor and SmartAsset.

To learn more about the advisors currently working at Prota Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.