Davenport, IA Utica Ridge Road logo

Davenport, IA Utica Ridge Road Office

Team
Updated today
Quad-Cities Investment Group, LLC logo

Quad-Cities Investment Group, LLC

Team

Firm-wide stats for Quad-Cities Investment Group, LLC

Total advisors

7

Across 3 offices

Clients per advisor

85 High

Avg AUM per client

$600,363 Low

HNW client ratio

23% Low

About

Quad-Cities Investment Group provides comprehensive portfolio management, financial planning, and retirement plan consulting to individuals (including high‑net‑worth clients), trusts, pension plans, and business entities. Its services encompass asset management and advisement across exchange‑traded funds, mutual funds, individual stocks and bonds, and assistance to plan sponsors with ERISA fiduciary acknowledgments where applicable.

The firm combines technical, cyclical, and fundamental analysis, conducts initial client meetings to establish goals and risk tolerance, and manages discretionary accounts with at least semi‑annual reviews and periodic rebalancing. It also engages third‑party sub‑advisors to help implement investment portfolios and performs initial and ongoing due diligence on those managers.

Notably, Quad‑Cities discloses the use of derivatives and borrowing in client accounts — including option strategies such as covered calls and spreads and margin transactions for securities purchases — while specifying controls like a prohibition on uncovered call writing. The firm primarily routes custody and execution through Raymond James, uses prime brokerage for certain fixed‑income trades, and receives research and administrative services from that custodian arrangement.

Based on Quad-Cities Investment Group, LLC

Expertise

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

Based on Quad-Cities Investment Group, LLC

Location

5177 Utica Ridge Road

Davenport IA 52807

Advisors at this office

5

Advisors at this office

user avatar

Scott S

Series 63, Series 65

Davenport, IA

Quad-Cities Investment Group, LLC

Scott Stoltenberg is a financial advisor with Quad-Cities Investment Group, LLC in Davenport, IA, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Quad-Cities Investment Group since 2010. Outside of his advisory role, Stoltenberg serves on the Planning and Zoning Commission for the City of Bettendorf and is a 50% owner of a car wash business. Quad-Cities Investment Group provides investment advisory and retirement plan consulting services to individuals, trusts, employee benefit plans, charitable organizations, and business entities. The firm manages approximately $375.6 million in client assets and uses a combination of fundamental, technical, and cyclical analysis to construct portfolios that may include derivatives and margin borrowing under documented risk controls.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
user avatar

Amy K

Series 63, Series 65

Davenport, IA

Quad-Cities Investment Group, LLC

Amy Kramer is a financial advisor at Quad-Cities Investment Group, LLC with 14 years of industry experience. She holds the Series 63 and Series 65 designations and has worked at firms including Poterack Capital Advisory, Inc. and Waterstone Financial Group, Inc. Outside of finance, she owns and manages a general carpentry business, Kramer Construction. Quad-Cities Investment Group provides portfolio management, financial planning, and retirement plan consulting to individuals, trusts, pension plans, and businesses. The firm combines technical, cyclical, and fundamental analysis with discretionary account management and utilizes third-party sub-advisors to support its diversified investment strategies.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
user avatar

Jeremy H

CFP®, Series 65

Davenport, IA

Quad-Cities Investment Group, LLC

Jeremy Hauer is a CFP® and Series 65 professional with eight years of industry experience, currently serving as an advisor at Quad-Cities Investment Group, LLC since 2018. Prior to this, he worked at Gemini Fund Services for seven years. Quad-Cities Investment Group provides portfolio management, financial planning, and retirement plan consulting to individuals, trusts, pension plans, and business entities. The firm employs a combination of technical, cyclical, and fundamental analysis and manages discretionary accounts with regular reviews and rebalancing, utilizing third-party sub-advisors and various investment strategies including derivatives and margin transactions within established controls.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
user avatar

Mark G

Series 65

Davenport, IA

Quad-Cities Investment Group, LLC

Mark Grywacheski is a Series 65-licensed financial advisor with 10 years of industry experience, currently practicing at Quad-Cities Investment Group, LLC since 2016. He is active in community organizations in Geneseo, Illinois, serving on the boards of the Hammond Henry Hospital Foundation, the Geneseo Is For Tomorrow (GIFT) Foundation, and the Geneseo Chamber of Commerce, where he holds leadership roles in several committees. Quad-Cities Investment Group provides investment advisory and retirement plan consulting services to individuals, trusts, employee benefit plans, charitable organizations, and business entities. The firm manages approximately $375.6 million in client assets and employs a strategy that includes fundamental, technical, and cyclical analysis, with a distinctive use of derivatives and margin borrowing in managed accounts.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
user avatar

Christine M

CFP®, CFA®

Davenport, IA

Quad-Cities Investment Group, LLC

Christine Mcelvania is a CFP® and CFA® professional at Quad-Cities Investment Group, LLC in Davenport, IA, with 13 years of industry experience, all of which she has spent at Quad-Cities Investment Group. Quad-Cities Investment Group provides portfolio management, financial planning, and retirement plan consulting to individuals, trusts, pension plans, and business entities. The firm uses a combination of technical, cyclical, and fundamental analysis to manage discretionary accounts and employs third-party sub-advisors to assist with portfolio implementation.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
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