A complete list of active advisors currently associated with R. Kent Harris and Associates, Ltd.

Warmer can help you find a great advisor at R. Kent Harris and Associates, Ltd. or one who fits your needs even better.

R. Kent Harris and Associates, Ltd. is a state-registered independent advisory firm led by a single licensed adviser that provides asset management and fee-based financial planning to individuals and other clients. The brochure reports roughly $62.5 million in assets under management across about 337 clients and describes services that include portfolio management, written financial plans, and advice on both securities and non-securities matters. The firm emphasizes a long-term investing approach (generally five years or more) and constructs individualized management plans for each client, frequently implementing those plans through established third‑party managers (for example, SEI, Brinker Capital, AssetMark, and Envestnet). Clients receive written agreements with both the firm and any selected third‑party manager, regular written reporting and periodic reviews, and the firm discloses use of a mix of fundamental and technical analysis along with consideration of suitability and risk tolerance. Distinctive features disclosed in the brochure include that the firm’s sole adviser also serves as a registered securities representative with a broker‑dealer and as a licensed insurance agent, selling life insurance through multiple carriers and receiving commissions paid to the firm (clients are not required to purchase insurance). The Form ADV was amended in February 2026 to disclose a recent change in broker‑dealer affiliation, and the firm notes it advises a mix of client types that includes charitable organizations—an uncommon combination for a solo independent adviser.

To learn more about the advisors currently working at R. Kent Harris and Associates, Ltd., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Roger Harris	Denver, CO	33

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