R
R5 Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,987,243
Clients
30
43% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
30
HighAverage account size
$499,575
About
R5 Capital Management provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and employer-sponsored retirement plans. Offerings include portfolio construction and ongoing investment management, comprehensive financial planning, and retirement plan advisory services (including 3(21) support).
The firm’s investment approach is primarily long-term and draws on fundamental, technical, cyclical, and charting analysis to construct portfolios of individual equities, ETFs, mutual funds, bonds and occasional private investments. Accounts are managed on a non-discretionary basis, with trades executed only after client approval and portfolios reviewed regularly with custodial reporting provided to clients.
Noteworthy features include that nearly all client assets are managed non-discretionarily—an uncommon arrangement among independent advisors—and that the firm provides pension consulting and 3(21) retirement plan services, which are less typical for a small advisory practice. The brochure also discloses referrals to an unaffiliated insurance agency that can generate commissions and allows supervised persons to trade in the same securities as clients, with written policies the firm says are used to mitigate related conflicts.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Fee options
Up to $250 per hour for retirement plan advisory services
Main office location
R5 Capital Management
Dallas TX, United States
Number of offices
1
Most active in
R5 Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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