A complete list of active advisors currently associated with R5 Capital Management

Warmer can help you find a great advisor at R5 Capital Management or one who fits your needs even better.

R5 Capital Management provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and employer-sponsored retirement plans. Offerings include portfolio construction and ongoing investment management, comprehensive financial planning, and retirement plan advisory services (including 3(21) support). The firm’s investment approach is primarily long-term and draws on fundamental, technical, cyclical, and charting analysis to construct portfolios of individual equities, ETFs, mutual funds, bonds and occasional private investments. Accounts are managed on a non-discretionary basis, with trades executed only after client approval and portfolios reviewed regularly with custodial reporting provided to clients. Noteworthy features include that nearly all client assets are managed non-discretionarily—an uncommon arrangement among independent advisors—and that the firm provides pension consulting and 3(21) retirement plan services, which are less typical for a small advisory practice. The brochure also discloses referrals to an unaffiliated insurance agency that can generate commissions and allows supervised persons to trade in the same securities as clients, with written policies the firm says are used to mitigate related conflicts.

To learn more about the advisors currently working at R5 Capital Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.