Randall Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Randall Financial serves individual investors, high-net-worth clients, charitable organizations, and employer-sponsored retirement plans, offering discretionary investment management, ongoing or limited-scope financial planning, estate planning, and retirement plan consulting. The firm operates on a fee-only basis and combines portfolio management for individuals with services for plan sponsors and participants.
The firm’s investment process emphasizes asset allocation and modern portfolio theory, using both passive and active vehicles, fundamental and technical analysis, and an option to incorporate socially responsible investing screens when clients request them. Investment management is typically discretionary, with regular (quarterly) reviews and the option to bundle ongoing financial planning with portfolio oversight.
Compared with many solo independent advisers, Randall Financial also provides retirement plan management and ERISA 3(38)-style fiduciary services to employer plans and offers educational seminars and speaking engagements for groups on financial topics. The principal holds CFP certification and the firm tailors services to small business owners and plan sponsors, combining business and retirement-plan consulting with individualized client planning.
Client services
Expertise
Fee options
Fixed fee ranges: Limited Scope Financial Planning $500 - $12,000; Estate Planning $500 - $5,000; Ongoing Financial Planning initial fee up to $4,000, plus monthly fees up to $2,000.
$0 - $2,000,000: 1.10% $2,000,001+: 0.55%
$250 per hour for Limited Scope Financial Planning.
Fee-only: Firm is fee-only, no commissions or sales charges accepted.
Main office
Albuquerque NM
Advisors at this office
1
Most active in
New Mexico · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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