Beverly Hills, CA Office

Team
Updated today
RBC Capital Markets logo

RBC Capital Markets

Institution

Firm-wide stats for RBC Capital Markets

Total advisors

3,831

Across 408 offices

Clients per advisor

72 Low

Avg AUM per client

$1,017,425 Very High

HNW client ratio

4% Very Low

About

RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base that includes individual investors (both non‑HNW and high‑net‑worth), institutional clients, pension and profit‑sharing plans, corporations, and charitable organizations. It offers multiple wrap fee advisory programs—RBC Advisor, Portfolio Focus, RBC Unified Portfolio, Consulting Solutions, and a Managed Account Program—providing discretionary and non‑discretionary portfolio management, financial planning, custody, and brokerage services.

The firm tailors strategies to each client’s Advisory Risk Profile and implements portfolios through a mix of in‑house and third‑party Investment Managers, Model Providers, and an Overlay Manager (either RBC WM or Envestnet), with choices for rebalancing frequency, tax‑management, and responsible‑investing screens. Program accounts are administered as unified or sleeve‑based structures (RBC UP) and may include fund share‑class conversions, cash sweep options, and alternative investments or annuities as described in the brochure.

RBC’s capital‑markets footprint and affiliated capabilities are notable features: RBC Capital Markets is registered with the CFTC as a futures commission merchant and as a swap firm, the firm’s affiliated asset managers (for example, RBC GAM – U.S. and RBC Rochdale) serve as Investment Managers and Model Providers, and the firm makes alternative investments (including feeder‑fund structures) and pooled vehicles available to clients. The brochure also discloses municipal‑related activities and regulatory matters and describes integrated lending and cash‑sweep arrangements with affiliated banks, all of which are identified as potential conflicts and are disclosed in the firm’s materials.

Based on RBC Capital Markets

Expertise

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management

Based on RBC Capital Markets

Occupation focus

Executive Founder/Business Owner Retired Financial Professional

Based on RBC Capital Markets

Demographic focus

Approaching retirement HENRY (High Earners, Not Rich Yet)

Based on RBC Capital Markets

Location

9465 Wilshire Boulevard, Suite 700

Beverly Hills CA 90212-2351

Advisors at this office

44

Advisors at this office

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Daniel J

Series 63, Series 65

Beverly Hills, CA

RBC Capital Markets

Daniel Johnson is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 credentials and 29 years of industry experience. He has worked at City National Bank since 2018 and previously spent nearly two decades at Merrill and nine years at Bank of America. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a variety of advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Olga K

Series 66

Beverly Hills, CA

RBC Capital Markets

Olga Kapitskaya is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and 18 years of industry experience. She has worked at City National Bank, Bank of America, and Merrill Lynch. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with tailored advisory programs that include portfolio management, financial planning, and brokerage services. The firm offers a range of investment strategies using both in-house and third-party managers, supported by RBC’s extensive capital-markets resources.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Daniel P

Series 66

Beverly Hills, CA

RBC Capital Markets

Daniel Prichard is a financial advisor at RBC Capital Markets with two years of industry experience. He holds the Series 66 designation and has worked previously at City National Bank, El Capitan Advisors, and Kayne Anderson Rudnick. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services, utilizing a combination of in-house and third-party investment managers tailored to clients’ risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Alexandria H

Series 66

Beverly Hills, CA

RBC Capital Markets

Alexandria Hill is a financial advisor at RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation. She has prior experience working at Aerospacelab and Northrup Grumman. Alexandria is early in her financial advisory career. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs providing portfolio management, financial planning, and brokerage services tailored to each client’s risk profile.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Elizabeth J

CFP®, Series 66

Beverly Hills, CA

RBC Capital Markets

Elizabeth Johnston is a CFP® with 11 years of experience in financial advisory roles. She is currently with RBC Capital Markets, where she has worked since 2018, including her current position since 2021. Her prior experience includes roles at Beacon Pointe Insurance Services, Beacon Pointe Advisors, City National Bank, Bank of America, and Merrill. Outside of finance, she is involved in several creative and entrepreneurial activities, including working at a wedding dress salon, acting, running a motherhood blog, and operating an Etsy store for embroidered items. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base ranging from individual investors to institutional clients, offering advisory programs with discretionary and non-discretionary portfolio management, financial planning, and brokerage services. The firm tailors investment strategies based on client risk profiles and integrates multiple in-house and third-party managers, with additional features such as tax management and responsible-investing options.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Bradley F

Series 66

Beverly Hills, CA

RBC Capital Markets

Bradley Finnigan is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and 24 years of industry experience. His career includes roles at City National Bank, Morgan Stanley Private Bank, Morgan Stanley, and UBS Financial Services. He serves on the board of the Burbank Youth Basketball Foundation, supporting the Burbank High School Basketball Team through fundraising and program organization. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individuals, institutions, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented via in-house and third-party managers, supported by RBC’s capital markets and asset management capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Scott S

Series 63, Series 65

Beverly Hills, CA

RBC Capital Markets

Scott Sangerman is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has worked with CIty National Bank since 2016 and with RBC Capital Markets Corporation since 2008. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of wrap fee advisory programs with customized portfolio management and financial planning services, utilizing both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Samantha A

Series 63, Series 65

Beverly Hills, CA

RBC Capital Markets

Samantha Angueira is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 65 credentials and seven years of industry experience. Prior to joining RBC in 2020, she worked at Morgan Stanley for four years. Outside of her advisory role, she is involved in dog walking and sitting as an independent contractor and operates a YouTube channel focused on restaurant reviews and unboxing videos. RBC Wealth Management serves a wide range of clients, including individual investors, institutions, and charitable organizations, offering tailored advisory programs and portfolio management through a combination of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Anthony C

Series 63, Series 66

Beverly Hills, CA

RBC Capital Markets

Anthony Consiglio is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 66 licenses. He has 15 years of industry experience, including prior roles at Merrill and Morgan Stanley. RBC Wealth Management serves a diverse client base ranging from individual investors to institutions, offering tailored investment strategies through various advisory programs and portfolio management services. The firm utilizes both in-house and third-party investment managers and provides integrated capital markets and lending capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mark G

Series 66

Beverly Hills, CA

RBC Capital Markets

Mark Grueninger is a financial advisor with RBC Capital Markets, holding a Series 66 designation and 25 years of industry experience. His prior firms include UBS Financial Services, Merrill, and Banc of America Investment Services. Outside of advisory work, he is involved in several real estate partnerships as a silent or passive investor in commercial properties in California. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse clientele including individual investors, institutions, corporations, and charitable organizations. The firm offers various advisory programs with customizable portfolio management strategies using a combination of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jeffrey H

Series 63, Series 65

Beverly Hills, CA

RBC Capital Markets

Jeffrey Horn is a financial advisor with RBC Capital Markets and City National Bank, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. He has been with RBC Capital Markets since 2009 and City National Bank since 2016. Outside of advisory services, he is an active owner of a private equity investment partnership. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients' risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Miles D

Series 63, Series 65

Beverly Hills, CA

RBC Capital Markets

Miles Dismond is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 65 designations and two years of industry experience. Before joining RBC Capital Markets in 2024, he worked at Wells Fargo and has held various roles across several firms, including a tutoring business, Study Smart Tutors. RBC Wealth Management serves individual investors, institutional clients, pension plans, corporations, and charitable organizations, offering advisory programs with discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm uses tailored investment strategies implemented through a combination of in-house and third-party managers and provides access to alternative investments and integrated capital-markets capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jose B

Series 63, Series 66

Beverly Hills, CA

RBC Capital Markets

Jose Becerra is a financial advisor at RBC Capital Markets with seven years of industry experience. He holds Series 63 and Series 66 licenses. His prior experience includes roles at Stifel Nicolaus & Co Inc, Enterprise Holdings, Inc., Amazon Com Services, The Vanguard Group, Inc., V2 Lighting Group, Inc., and San Jose State University. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a wide range of clients including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers multiple advisory programs with tailored investment strategies implemented through both in-house and third-party managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Luis L

Series 63, Series 66

Beverly Hills, CA

RBC Capital Markets

Luis Luna is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 66 licenses and bringing 33 years of industry experience. He has been with RBC Capital Markets since 2012. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of wrap fee advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ Advisory Risk Profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Shane M

Series 66

Beverly Hills, CA

RBC Capital Markets

Shane Monaco is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and two years of industry experience. His prior work includes roles at Oppenheimer and in talent and literary management at Seven Summits Pictures & Management and Authentic Talent & Literary Management. RBC Wealth Management serves a diverse client base, including individual investors, institutions, and charitable organizations, offering tailored portfolio management and financial planning through multiple advisory programs with both discretionary and non-discretionary options.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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