A complete list of active advisors currently associated with Regency Financial Group

Warmer can help you find a great advisor at Regency Financial Group or one who fits your needs even better.

Regency Financial Group is an independent, single-advisor investment advisory firm that provides discretionary portfolio management and financial planning to U.S. individuals and related households, including high-net-worth clients, trusts, estates, and retirement accounts. Services are delivered under written agreements and are tailored to each client's objectives, risk tolerance, tax considerations, and liquidity needs. The firm follows a long-term, diversified investment approach grounded in fundamental and economic analysis, employing strategic asset allocation, periodic rebalancing, tax-sensitive transactions, and tactical adjustments when market or economic conditions warrant. Accounts are generally managed on a discretionary basis with at least quarterly formal reviews, and the adviser may retain concentrated or legacy positions when appropriate for a client’s tax circumstances or preferences; communications and monitoring are conducted using secure electronic methods. Noteworthy features include a recent change in the firm’s principal office and the firm’s application for SEC registration as a mid-sized adviser, a regulatory status that is less common for solo practitioners. The principal combines academic qualifications (Ph.D., MFE) and a CFP® designation, maintains a real estate broker license and ongoing academic activities, and the firm uses an independent qualified custodian with limited custody arising only from authorized advisory fee deductions.

To learn more about the advisors currently working at Regency Financial Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.