Register Financial Advisors, LLC
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About
Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals (including high-net-worth clients), corporations, retirement plans, charitable institutions, foundations, and trusts. The firm offers discretionary and non‑discretionary portfolio management, financial planning and consulting, retirement plan consulting, and access to third‑party managed solutions including the Edelman Managed Asset Program TAMP and Orion Portfolio Solutions, as well as multiple wrap fee programs.
The firm structures portfolios using a broad set of instruments and strategies drawn from both in‑house advisors and third‑party strategists, including equities, mutual funds, ETFs, fixed income, and derivatives where appropriate; RFIM accounts may also include margin transactions, options strategies, and short sales depending on client objectives. Register Financial uses model allocations and periodic monitoring and reporting, and works with custodians and program sponsors to implement manager selections and account rebalancing.
Compared with many peers, Register Financial is affiliated with a broker‑dealer (Register Financial Associates, Inc.) and sponsors multiple wrap fee programs administered through Wells Fargo Clearing Services, LLC, arrangements under which the firm receives a portion of wrap fees and may participate in revenue‑sharing and clearing services. The firm’s documented use of derivatives and borrowing within managed accounts and its role as both sponsor and intermediary between custodians and third‑party managers distinguish its service and operational model from most team‑category advisers.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for financial planning ranging from $500 to $5,000 depending on complexity
$0 - $250,000: 2.50% $250,001 - $500,000: 2.00% $500,001 - $1,000,000: 1.80% $1,000,001 - $2,000,000: 1.50% $2,000,001+: Negotiable
Financial Planning Consulting Services hourly rates vary; exact rates provided in advance
Account minimum: $50,000 for fee-based accounts; $5,000 for TAMP accounts (minimums may be waived at management's discretion) Minimum fee: Register Financial Investment Management minimum fees not explicitly stated; Edelman Managed Asset Program minimum annual fee of $100; Wrap Fee Programs have minimum quarterly Program Fees (e.g., $250 or more) Fee-only: Financial Planning Consulting Services charged on fixed fee basis ranging from $500 to $5,000 or hourly rates (variable, estimated in advance)
Main office
See office3500 Lenox Road, Suite 1700
Atlanta GA 30326
Advisors at this office
13
Offices (3)
Most active in
Alabama · California · Florida · Georgia · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas
Also doing business as
Register & Akers Advisory Services, LLC. · Register And Akers Management Services, LLC · Register Financial Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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