A complete list of active advisors currently associated with Register Financial Advisors, LLC

Warmer can help you find a great advisor at Register Financial Advisors, LLC or one who fits your needs even better.

Register Financial Advisors provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), corporations and business entities, pension and profit‑sharing plans, charitable institutions, foundations, endowments, and estates and trusts. Its offerings include discretionary and non‑discretionary portfolio management, retirement plan consulting, written financial plans, and access to wrap fee programs and third‑party managed‑account platforms. The firm constructs portfolios using equities, mutual funds, ETFs, fixed income and, when suitable, derivatives and leverage; RFIM and program descriptions note the use of options strategies, short sales, and margin transactions in certain accounts. Register Financial also deploys third‑party model and TAMP solutions — including Edelman Managed Asset Program and Orion Portfolio Solutions — and generally charges fees based on a percentage of assets under management. Compared with many peers, Register Financial is affiliated with an in‑house broker‑dealer (Register Financial Associates, Inc.) and acts as a sponsor for wrap fee programs administered through Wells Fargo Clearing Services, arrangements under which it receives a portion of program fees. The brochure also discloses potential additional firm compensation from sweep vehicles and 12b‑1 fees and emphasizes use of model‑based and third‑party manager strategies alongside in‑house offerings, practices that are less common among similar team firms.

To learn more about the advisors currently working at Register Financial Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.