RG Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
RG Capital Management provides discretionary investment management for a small number of individual and high‑net‑worth clients, constructing diversified portfolios across asset classes, sectors, and individual securities to align with each client’s time horizon and risk tolerance. The firm works directly with clients to document objectives and may accept client‑imposed investment restrictions on accounts.
The firm describes a long‑term, sustainability‑oriented investment philosophy that uses both fundamental and technical analysis and a mix of long‑ and short‑term positions. Uncommonly for a similarly sized independent adviser, it may employ borrowing (leverage) and use derivatives within separately managed accounts, and it aggregates trades into block or concurrent executions to allocate fills across accounts.
What distinguishes the firm from many peers is its use of performance‑based fee arrangements for qualifying accounts alongside asset‑based fees for others, and stated procedures (such as block trading) to mitigate conflicts that can arise from those arrangements. The brochure also discloses a prior regulatory settlement that included a suspension and fine, as well as client complaint settlements related to investment suitability and recordkeeping, which prospective clients may wish to consider.
Client services
Expertise
Fee options
50% of profits generated for qualified clients
Account minimum: $50,000 Fee-only: 3% asset-based fee for non-qualified clients
Main office
Danville CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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