A complete list of active advisors currently associated with RG Capital Management, LLC

Warmer can help you find a great advisor at RG Capital Management, LLC or one who fits your needs even better.

RG Capital Management provides discretionary investment management for a small number of individual and high‑net‑worth clients, constructing diversified portfolios across asset classes, sectors, and individual securities to align with each client’s time horizon and risk tolerance. The firm works directly with clients to document objectives and may accept client‑imposed investment restrictions on accounts. The firm describes a long‑term, sustainability‑oriented investment philosophy that uses both fundamental and technical analysis and a mix of long‑ and short‑term positions. Uncommonly for a similarly sized independent adviser, it may employ borrowing (leverage) and use derivatives within separately managed accounts, and it aggregates trades into block or concurrent executions to allocate fills across accounts. What distinguishes the firm from many peers is its use of performance‑based fee arrangements for qualifying accounts alongside asset‑based fees for others, and stated procedures (such as block trading) to mitigate conflicts that can arise from those arrangements. The brochure also discloses a prior regulatory settlement that included a suspension and fine, as well as client complaint settlements related to investment suitability and recordkeeping, which prospective clients may wish to consider.

To learn more about the advisors currently working at RG Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.