Austin, TX Office

RGB Capital Group is a state-registered investment adviser that provides discretionary portfolio management to individuals, charitable organizations, and business entities, and also offers a limited self-directed "Tier Two" arrangement where clients trade on the firm’s platform with reporting and support. The firm reports roughly $86 million in discretionary assets across about 107 client accounts and serves both high‑net‑worth and non‑HNW individual clients.

The firm describes its investment approach as capital preservation and active risk management, employing mutual funds and ETFs across four strategies (Flex+, Core, Balanced, and a Small Account strategy) with periodic rebalancing and use of technical and macro‑economic analysis. RGB may employ short‑term trading when appropriate and makes selective use of margin and leverage—strategies are offered with and without margin and the Flex+ strategy can move to a levered equity position when deemed warranted.

What is noteworthy for a firm of this size is that RGB offers performance‑based fee arrangements to Qualified Clients, combining an asset‑based fee with a 10% performance fee subject to a high‑water mark, while simultaneously managing asset‑based accounts and aggregating trades across fee types. The firm also expressly uses borrowing/margin in separately managed accounts and maintains a Tier Two, client‑directed service model, and it discloses that tax efficiency is not a primary management objective.