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Rhodes Investment Advisors, Inc.

Updated today

Client AUM

$335,663,564

Clients

789

Advisors

8

across 3 offices

About

Rhodes Investment Advisors serves primarily individual clients (rather than a high‑net‑worth niche), managing roughly $419 million for nearly 800 accounts. The firm offers portfolio management, financial planning, consulting, and third‑party manager selection alongside implementation services that can include individual stocks, bonds, options, ETFs, mutual funds and cash.

The firm provides both discretionary and non‑discretionary management and documents a substantial non‑discretionary asset base alongside discretionary mandates, so a material portion of client relationships are implemented through periodic recommendations rather than full discretionary trading. Investment analysis uses charting, fundamental and technical methods, and the firm may place client assets with third‑party managers and monitors those managers after selection.

Rhodes discloses several industry affiliations and potential conflicts of interest that are less common among comparable team firms: it is affiliated with a broker‑dealer and an insurance agency, some advisory agents are registered representatives and sell insurance products, and the brochure details revenue‑sharing and clearing arrangements with its custodian/clearing firm. These arrangements are described in the brochure and the firm states policies (including a Code of Ethics and disclosure procedures) intended to address the resulting conflicts.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning

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Fee options

Percentage

$0 - $250,000: 3.00% $250,001 - $500,000: 2.00% $500,001 - $1,000,000: 1.00% $1,000,001+: Negotiable

Commissions

Commission received from insurance sales and securities transactions; approximately 65% of combined business.

Project-based

Financial planning fees charged hourly between $115 and $200; consulting services not exceeding $200 per hour.

Other

Account minimum: $10,000

Main office

See office

306 West 7th Street, Suite 1000

Fort Worth TX 76012

Advisors at this office

6

Most active in

Louisiana · Oklahoma · Tennessee · Texas

Also doing business as

Craig S. Wade Dba Craig S. Wade Finacial Services · David A. Burgess Dba Burgess Financial · Guy M. Cumbie, Dba Cumbie Advisory Services, Inc. · Harrison S. Reed Iii, Dba Reed Investments · James D. Palmer, Dba Palmer Retirement Consultants · Jean S. Frie, Dba Frie Financial Group, Inc. · John Rush Vann, Jr., Dba John Rush Vann, Jr. Investment Management · Preferred Financial Services, Inc. · Rhodes Investment Advisors, Inc. · Rhodes Securities, Inc. · Robert L. Richerson, Iii Dba Richerson Capital Management PLLC · Susan Paris, Dba Paris Financial Services · Tricia Carter Haber Dba Haber Wealth Management · Whit Whitfield, Dba Fe Whitfield Investments And Insurance

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

J. R

Series 66

Fort Worth, TX

Rhodes Investment Advisors, Inc.

J. Rhodes is a financial advisor with Rhodes Investment Advisors, Inc. in Fort Worth, TX, holding a Series 66 designation and 22 years of industry experience. He has held leadership roles at Rhodes Securities, Inc. and FRIE Financial Group Inc., serving as CEO and president respectively. Outside of advisory work, he is involved as an officer in an internet company, Scruddle, and participates in several financial and trading businesses. Rhodes Investment Advisors serves primarily individual clients, managing approximately $419 million across nearly 800 accounts. The firm provides portfolio management, financial planning, consulting, and third-party manager selection, offering both discretionary and non-discretionary management that incorporates fundamental and technical investment analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning
user avatar

James P

Series 63, Series 65

Fort Worth, TX

Rhodes Investment Advisors, Inc.

James Palmer is a financial advisor with Rhodes Investment Advisors, Inc. in Fort Worth, TX, holding Series 63 and Series 65 licenses with 29 years of industry experience. He has been with Rhodes Investment Advisors and its affiliated Rhodes Securities since 2002. Palmer also works as an insurance agent representing several companies. Rhodes Investment Advisors primarily serves individual clients, managing approximately $419 million across nearly 800 accounts. The firm provides portfolio management, financial planning, consulting, and third-party manager selection, using both discretionary and non-discretionary approaches with investment analysis that incorporates charting, fundamental, and technical methods.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning
user avatar

Jordan J

Series 66

Claremore, OK

Rhodes Investment Advisors, Inc.

Jordan Jones is a financial advisor with Rhodes Investment Advisors, Inc. in Claremore, OK, holding a Series 66 designation and eight years of industry experience. Prior to joining Rhodes Securities, Inc. in 2018, Jones worked in yoga instruction for two years. Outside the financial industry, Jones teaches adult education classes at The Chattery in Chattanooga, TN. Rhodes Investment Advisors primarily serves individual clients, managing approximately $419 million across nearly 800 accounts. The firm provides portfolio management, financial planning, consulting, and third-party manager selection, utilizing both discretionary and non-discretionary strategies with a blend of fundamental, technical, and charting analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning
user avatar

Timothy S

Series 63

Edmond, OK

Rhodes Investment Advisors, Inc.

Timothy Singleton is a financial advisor at Rhodes Investment Advisors, Inc. with 39 years of industry experience. He holds a Series 63 designation and has worked at Rhodes Investment Advisors since 2004. He is also a CPA who prepares tax returns for investment clients and acts as an insurance agent representing several companies. Rhodes Investment Advisors serves primarily individual clients, managing approximately $419 million across nearly 800 accounts. The firm provides portfolio management, financial planning, consulting, and third-party manager selection using a mix of discretionary and non-discretionary approaches that include fundamental, technical, and charting analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning
user avatar

Kevin V

Series 66

Fort Worth, TX

Rhodes Investment Advisors, Inc.

Kevin Varrichio is a financial advisor at Rhodes Investment Advisors, Inc. with 12 years of industry experience. He has been with Rhodes Securities, Inc. since 2016. Outside of his advisory role, he is a member of Fetch Capital LLC, a company that trades options. Rhodes Investment Advisors serves primarily individual clients, managing approximately $419 million across nearly 800 accounts. The firm offers portfolio management, financial planning, consulting, and third-party manager selection, employing a mix of discretionary and non-discretionary strategies that incorporate fundamental, technical, and charting analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning
user avatar

Joseph J

Series 66

Fort Worth, TX

Rhodes Investment Advisors, Inc.

Joseph Jones is a Series 66-credentialed financial advisor with 18 years of industry experience, currently with Rhodes Investment Advisors, Inc. He previously worked at Edward Jones from 2008 to 2015. Jones is also an insurance agent and registered representative associated with Rhodes Securities, Inc. Rhodes Investment Advisors primarily serves individual clients, managing approximately $419 million across nearly 800 accounts. The firm offers portfolio management, financial planning, and consulting services using both discretionary and non-discretionary approaches, employing fundamental and technical investment analysis and third-party manager selection.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning
user avatar

John V

Series 63, Series 65

Fort Worth, TX

Rhodes Investment Advisors, Inc.

John Vann Jr. is a financial advisor with Rhodes Investment Advisors, Inc., holding Series 63 and Series 65 registrations and bringing 46 years of industry experience. He has been with Rhodes Investment Advisors and its affiliated Rhodes Securities, Inc. since 2002. Outside of his advisory work, he is also an insurance agent representing several companies. Rhodes Investment Advisors primarily serves individual clients, managing approximately $419 million across nearly 800 accounts. The firm offers portfolio management, financial planning, consulting, and third-party manager selection, utilizing a combination of discretionary and non-discretionary management approaches informed by charting, fundamental, and technical analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning
user avatar

Craig W

Series 63

Fort Worth, TX

Rhodes Investment Advisors, Inc.

Craig Wade is a financial advisor with Rhodes Investment Advisors, Inc. in Fort Worth, TX, holding a Series 63 designation and over 40 years of industry experience. He has been with Rhodes Investment Advisors since 1997 and associated with Rhodes Securities, Inc. since 1988. Outside of advisory services, he is also a registered insurance agent. Rhodes Investment Advisors primarily serves individual clients, managing approximately $419 million across nearly 800 accounts. The firm offers portfolio management, financial planning, consulting, and third-party manager selection, employing both discretionary and non-discretionary approaches using fundamental, technical, and charting analysis methods.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General tax planning
View complete list of advisors at this firm
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