Rhodes Investment Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$335,663,564
Clients
789
Advisors
8
across 3 offices
About
Rhodes Investment Advisors serves primarily individual clients (rather than a high‑net‑worth niche), managing roughly $419 million for nearly 800 accounts. The firm offers portfolio management, financial planning, consulting, and third‑party manager selection alongside implementation services that can include individual stocks, bonds, options, ETFs, mutual funds and cash.
The firm provides both discretionary and non‑discretionary management and documents a substantial non‑discretionary asset base alongside discretionary mandates, so a material portion of client relationships are implemented through periodic recommendations rather than full discretionary trading. Investment analysis uses charting, fundamental and technical methods, and the firm may place client assets with third‑party managers and monitors those managers after selection.
Rhodes discloses several industry affiliations and potential conflicts of interest that are less common among comparable team firms: it is affiliated with a broker‑dealer and an insurance agency, some advisory agents are registered representatives and sell insurance products, and the brochure details revenue‑sharing and clearing arrangements with its custodian/clearing firm. These arrangements are described in the brochure and the firm states policies (including a Code of Ethics and disclosure procedures) intended to address the resulting conflicts.
Client services
Expertise
Fee options
$0 - $250,000: 3.00% $250,001 - $500,000: 2.00% $500,001 - $1,000,000: 1.00% $1,000,001+: Negotiable
Commission received from insurance sales and securities transactions; approximately 65% of combined business.
Financial planning fees charged hourly between $115 and $200; consulting services not exceeding $200 per hour.
Account minimum: $10,000
Main office
See office306 West 7th Street, Suite 1000
Fort Worth TX 76012
Advisors at this office
6
Offices (3)
Most active in
Louisiana · Oklahoma · Tennessee · Texas
Also doing business as
Craig S. Wade Dba Craig S. Wade Finacial Services · David A. Burgess Dba Burgess Financial · Guy M. Cumbie, Dba Cumbie Advisory Services, Inc. · Harrison S. Reed Iii, Dba Reed Investments · James D. Palmer, Dba Palmer Retirement Consultants · Jean S. Frie, Dba Frie Financial Group, Inc. · John Rush Vann, Jr., Dba John Rush Vann, Jr. Investment Management · Preferred Financial Services, Inc. · Rhodes Investment Advisors, Inc. · Rhodes Securities, Inc. · Robert L. Richerson, Iii Dba Richerson Capital Management PLLC · Susan Paris, Dba Paris Financial Services · Tricia Carter Haber Dba Haber Wealth Management · Whit Whitfield, Dba Fe Whitfield Investments And Insurance
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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