Richard Miller Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management and financial planning and consulting to individuals, high net worth individuals, trusts and estates, pension and profit‑sharing plans, and corporations. It manages approximately $8.38 million in discretionary assets across roughly 86 client relationships and typically constructs portfolios using mutual funds, ETFs, and, where appropriate, individual stocks and bonds.
Its investment process is customized to each client using fundamental analysis and a primarily long‑term orientation, while allowing shorter‑term trading, rebalancing, or tactical adjustments as needed. The advisor may employ margin, options strategies, concentrated portfolios, and more frequent trading in client accounts and monitors accounts on a continuous basis under discretionary authority.
Noteworthy for a solo independent adviser, the firm explicitly serves pension and other institutional‑type clients in addition to individual investors, and requires clients to custody accounts through Trade PMR (which uses First Clearing/Wells Fargo for execution and custody). The firm’s brochure also discloses that its principal was subject to a 2013 FINRA disciplinary action involving solicited low‑priced securities, resulting in a fine and suspension.
Client services
Expertise
Fee options
Fixed fees ranging from $500 to $2,000, negotiable depending on complexity
$0+: 0.50% unspecified (above $0)+: up to 1.25%
$100 to $200 per hour, negotiable depending on complexity
Fee-only: Advisory services paid by fees only; no commissions received by Advisor
Main office
2794 Maple Ave
Zanesville OH 43701
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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